Hukuncin APC game da Partnership Investment Company Plc da Sauransu An wallafa: November 16, 2023

A kan batun Investments and Securities Act, 2007, a gaban Kwamitin Sauraron Shari’o’in Gudanarwa na Securities and Exchange Commission

Game da:

  • Keta Dokokin SEC kan ware kuɗin abokan ciniki daga kuɗin kamfani
  • Sayar da hannayen jarin abokan ciniki ba tare da izini ba
  • Rashin ko ƙin warware korafe-korafen abokan ciniki
  • Gudanar da aikin kasuwar jari ba tare da rajista ba
  • Rashin bin Ƙa’idar Shugabancin Kamfani na Hukumar
  • Gabatar da bayanan ƙarya ko masu ɓatarwa
  • Rashin bin Dokokin Hukumar kan rabon nau’o’in kadarorin da aka haɗa
  • Rashin bin Dokokin Hukumar kan bayyana ma'amaloli masu darajar N50 miliyan (ko sama da haka) da aka aiwatar a rana guda
  • Neman karɓar ajiya daga jama'a
  • Sauran ayyukan da suka saɓa wa Investments and Securities Act, 2007, Dokoki da Ƙa’idojin SEC, Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu da Ƙa’idar Shugabancin Kamfanoni ga Kamfanonin Jama’a.

Tsakanin

Shugaban Sashen Aiwatar da Doka

Securities & Exchange Commission

(Mai shigar da ƙara)

Da

Partnership Investment Company Plc Wanda ake ƙara na 1
Partnership Securities Limited Wanda ake ƙara na 2
Mr. Henry Omoragbon Wanda ake ƙara na 3
Mr. Victor Ogiemwonyi Wanda ake ƙara na 4
Mr. Allan Omorogba Wanda ake ƙara na 5
Mr. Ojetunde Taiwo Wanda ake ƙara na 6
Mrs. Ogiemwonyi Olufunke Wanda ake ƙara na 7
Mr. Ogiamien Frank Wanda ake ƙara na 8
Mr. Adeusi Aladejola Alexander Wanda ake ƙara na 9
Mr. Eseha Augustine Enejeta Wanda ake ƙara na 10
Mr. Odihi-Ogiemien Frank Wanda ake ƙara na 11
Dr. Bello Aliyu Gusau Wanda ake ƙara na 12
Mr. Olafisika Akinkugbe Wanda ake ƙara na 13
Mrs Arese Ugwu Wanda ake ƙara na 14
Mrs. Yinka Omoragbe Wanda ake ƙara na 15
Mr. Justus Olu Paul Wanda ake ƙara na 16
Mr. Clem Baiye Wanda ake ƙara na 17
Mr. S.C. Irune Wanda ake ƙara na 18

HUKUNCIN DA AKA AMINCE DA SHI

Bisa ikon da Investments and Securities Act, (ISA) 2007 ya bai wa Hukumar, da Dokoki da Ƙa’idojin SEC da aka yi bisa ga wannan doka, kuma don kiyaye mutuncin Kasuwar Jari, hukuncin Kwamitin Sauraron Shari’o’in Gudanarwa da Mai Girma Ministan Kuɗi, Kemi Adeosun ta amince da shi shi ne kamar haka;

  1. Cewa ta ayyukansu da/ko abubuwan da suka bari, waɗanda ake ƙara na 1, 2, 3, 4, 6, 7, 8, 9, 10, 11, da 14 sun aikata abubuwan da za su iya ɓata yadda jama’ar masu zuba jari ke kallon kasuwar jari da amincewarsu da ita.
  2. Cewa bisa Sashe na 38 (4) na Investments and Securities Act 2007 da Ƙa’idoji 34 (1), (a) na Dokoki da Ƙa’idojin SEC da aka yi bisa ga wannan doka, an soke takardar shaidar rajistar wanda ake ƙara na 1, ba tare da tauye damar masu shigar da ƙorafi ta karɓar dukkan abin da ake bin su a halin yanzu ba, ko damar Hukumar ta karɓi tarar da za a biya mata ba.
  3. Cewa bisa Sashe na 38 (4) na Investments and Securities Act 2007 da Ƙa’idoji 34 (1), (a) na Dokoki da Ƙa’idojin SEC da aka yi bisa ga wannan doka, an soke takardar shaidar rajistar wanda ake ƙara na 2, ba tare da tauye damar masu shigar da ƙorafi ta karɓar dukkan abin da ake bin su a halin yanzu ba, ko damar Hukumar ta karɓi tarar da za a biya mata ba.
  4. Cewa an umarci wanda ake ƙara na 2 ya biya N1, 000,000 (Naira miliyan ɗaya) kawai a matsayin tara saboda keta Ƙa'ida ta 65 (5) na Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  5. Cewa an umarci wanda ake ƙara na 1 ya biya N3, 000,000 (Naira miliyan uku) kawai a matsayin tara saboda keta Sashe na 61 (1) na Investments and Securities Act 2007, wanda ake iya hukuntawa bisa Sashe na 65 (1) na Investments and Securities Act 2007.
  6. Cewa an umarci waɗanda ake ƙara na 3, 4, 7 & 14, tare da alhaki a haɗe da na kowane ɗaya, su biya N3, 000,000 (Naira miliyan uku) kawai a matsayin tara saboda keta Sashe na 61 (1) na Investments and Securities Act 2007, wanda ake iya hukuntawa bisa Sashe na 66 (1) na Investments and Securities Act 2007.
  7. Cewa an umarci wanda ake ƙara na 2 ya biya N100, 000 (Naira dubu ɗari) kawai a matsayin tara saboda keta Sashe na 40(2) na Investments and Securities Act 2007.
  8. Cewa an umarci wanda ake ƙara na 2 ya biya N5, 000,000 (Naira miliyan biyar) kawai a matsayin tara saboda keta Ƙa'ida ta 56 (1) (c) na Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007, wanda ake iya hukuntawa bisa Ƙa'ida ta 7.
  9. Cewa an dakatar da wanda ake ƙara na 3 na tsawon shekaru 5 daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  10. Cewa an haramta wa wanda ake ƙara na 4 har abada gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  11. Cewa an haramta wa wanda ake ƙara na 4 har abada riƙe matsayin darakta a kowane kamfanin jama’a a Najeriya saboda halinsa marar ƙwarewar aiki dangane da ayyukan waɗanda ake ƙara na 1 da 2.
  12. Cewa an dakatar da wanda ake ƙara na 6 na tsawon shekaru 5 (biyar) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, an kuma haramta masa riƙe matsayin darakta a kowane kamfani na jama'a a Najeriya na wannan lokacin; sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  13. Cewa an dakatar da wanda ake ƙara na 7 na tsawon shekaru biyar (5) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, an kuma haramta masa riƙe matsayin darakta a kowane kamfani na jama'a a Najeriya na wannan lokacin; sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  14. Cewa an dakatar da wanda ake ƙara na 8 na tsawon shekaru biyar (5) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, an kuma haramta masa riƙe matsayin darakta a kowane kamfani na jama'a a Najeriya na wannan lokacin; sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  15. Cewa an dakatar da wanda ake ƙara na 9 na tsawon shekaru biyar (5) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, an kuma haramta masa riƙe matsayin darakta a kowane kamfani na jama'a a Najeriya na wannan lokacin; sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  16. Cewa an dakatar da wanda ake ƙara na 10 na tsawon shekara ɗaya (1) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  17. Cewa an dakatar da wanda ake ƙara na 14 na tsawon shekaru biyar (5) daga gudanar da ayyukan kasuwar jari a Kasuwar Jari ta Najeriya, an kuma haramta masa riƙe matsayin darakta a kowane kamfani na jama'a a Najeriya na wannan lokacin; sannan an umarce shi ya biya tarar N100, 000 (Naira dubu ɗari kacal) saboda keta Ƙa'ida ta 1(iii) na Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu kamar yadda yake cikin Dokoki da Ƙa’idojin SEC da aka yi bisa Investments and Securities Act 2007.
  18. Cewa an umarci wanda ake ƙara na 2 ya mayar wa Cletus Mbaji Uchendu hannayen jarin Forte Oil Plc guda 48,200 da aka sayar ba tare da izininsa ba, tare da amfanin da ya taru, wato ƙarin hannayen jari na kyauta da rabon ribar hannayen jari daga 23 ga Mayu, 1997 har zuwa ranar da aka yanke wannan hukunci.
  19. Cewa bisa Sashe na 304 na Investments and Securities Act 2007, an miƙa duk bayanan da suka shafi yiwuwar aikata laifi a wannan batu ga hukumomin tilasta bin doka da suka dace.
  1. Koma Babban Shafi
  2. /
  3. Matakan Aiwatar da Doka
  4. /
  5. Lamuran Kwamitin A.P.C.
  6. /
  7. Hukuncin APC game da PIC Plc da Sauransu
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