Muhimman Bayanan Buƙatar Shiga Gwajin Sababbin Ayyuka ƙarƙashin Kulawar Ƙa’idoji (Jerin Bincike) An wallafa: May 25, 2025

Cikakken jerin bincike da zai jagoranci masu ƙirƙira a fasahar kuɗi cikin tsarin neman Gwajin Sababbin Ayyuka ƙarƙashin Kulawar Ƙa’idoji na SEC—ya ƙunshi tantancewar farko, buƙatun takardu, shaidar kuɗi, zane-zanen tsarin kasuwanci, tsare-tsaren aiwatarwa, tsarin kula da haɗari da dabarun sauyawa—cikin bayyani da kwarin gwiwa.

Kafin ku miƙa Fom ɗin Neman Gwajin Sababbin Ayyuka ƙarƙashin Kulawar Ƙa’idoji ga Securities and Exchange Commission, ku tabbatar kun kammala Tantancewar Farko ta Fasahar Kuɗi kuma kun tattara waɗannan bayanai da takardun shaida:

  1. Tantancewar Farko ta Fasahar Kuɗi
    Cika Fom ɗin Tantancewar Farko ta Fasahar Kuɗi kuma ku tattauna shawararku da Hukumar. Domin takamaiman tambayoyi ko ƙarin haske, tuntuɓi innovation@sec.gov.ng.
  2. Gabatar da Takardun Shaida
    Duk takardun da ake buƙata za su kasance tare da fom ɗin buƙatarku da aka cika. Hukumar za ta nemi duk wani ƙarin bayani idan ya zama dole.
  3. Bayyani da Cikawa
    Lokacin da Hukumar za ta ɗauka tana duba buƙatarku yana dogara ga yadda takardunku suke a bayyane da cikakke.
  4. Shaidun da Za a Shirya:
    1. Kuɗin Sarrafa Buƙata na Naira Dubu Ɗari Biyu (N200,000) (ba za a mayar ba)
    2. Kwafin duk takardun kafawa da aka tabbatar da ingancinsu
    3. Tarihin aikin duk Masu Kafa da muhimman Ma’aikatan Gudanarwa da aka amince da su, tare da hotuna irin na fasfo (300×300 px)
    4. Hoton irin na fasfo (300×300 px) na babban mutumin tuntuɓa; asusun gudanarwa ko bayanin yanayin kuɗi da aka shirya cikin wata ɗaya kafin buƙata, ko makamanciyar takardar matsayin kuɗi
    5. Hanyar riƙewa da kula da kadarorin abokin ciniki
    6. Cikakken zane mai nuna tsarin kasuwancin da ake shirin yi
    7. Tsarin Aiwatarwa mai ƙunshe da:
      1. Bayanin kasuwanci da sabon kayan aiki, sabis ko tsarin Fasahar Kuɗi, ciki har da fasahar da aka yi amfani da ita
      2. Manufofi da iyakokin lokacin gwajin sabbin ayyuka ƙarƙashin kulawar ƙa’idoji
      3. Jadawalin aiwatarwa da muhimman matakan fara amfani
      4. Bayanan abokan cinikin da ake da su ko ake nufi
      5. Tsarin Kula da Haɗari mai bayyana muhimman abubuwan haɗari (misali, inshora, AML/CFT da haɗarin fasaha) da dabarun rage su
      6. Yadda za a sanar da abokan ciniki haɗurran
      7. Tsarin sadarwa da abokan ciniki a lokacin gwajin sabbin ayyuka ƙarƙashin kulawar ƙa’idoji, ciki har da kula da tambayoyi, ra’ayoyi da ƙorafe-ƙorafe
      8. Matakai na gaba (tsarin sauyawa) a ƙarshen lokacin gwajin sabbin ayyuka ƙarƙashin kulawar ƙa’idoji
      9. Bayyanannen tsarin fita da ke nuna cika wajibai ga abokan ciniki da hanyoyin rufe ayyuka idan ana buƙatar dainawa

Yi amfani da waɗannan bayanai a matsayin cikakken jagoranku domin shirya buƙata mai cikawa, bayyani da bin ƙa’idoji. Bayan kun tattara komai, ku miƙa Fom ɗin Neman Gwajin Sababbin Ayyuka ƙarƙashin Kulawar Ƙa’idoji da takardun shaida ga SEC, kuma ku shirya amsa duk buƙatun bibiya cikin sauri.

Muna yi muku fatan nasara a kasuwancinku na fasahar kuɗi!

  1. Koma Babban Shafi
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  3. Game da
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  5. Albarkatun Bayani
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  7. Jerin bincike
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  9. Muhimman Bayanan Buƙatar Shiga Gwajin Sababbin Ayyuka ƙarƙashin Kulawar Ƙa’idoji (Jerin Bincike)
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