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1
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Elyon Asset Management Limited (da mutanen da kamfanin ke ɗaukar nauyinsu)
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Dakatarwa
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Keta Dokoki da Ka'idojin Kasuwar Jari da ke aiki.
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Fabrairu 12, 2015
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Dakatarwar har yanzu tana aiki
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2
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Woodland Capital Market Plc tare da daraktocinsa da mutanen da kamfanin ke ɗaukar nauyinsu
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Dakatarwa (an ɗage ta yanzu)
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Sayar da hannayen jari 3,750 na PZ Plc mallakar wani mai zuba jari ba tare da izini ba, da ƙin bin umarnin Hukumar kan wannan batu
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Maris 10, 2015
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An ɗage dakatarwar a ranar Afrilu 14, 2015
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3
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International Standards Securities Limited (tare da daraktocinsa da mutanen da kamfanin ke ɗaukar nauyinsu)
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Dakatarwa
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Rashin bin Dokoki / Ka'idojin SEC da kuma kura-kuran da aka gano a ayyukansa yayin binciken musamman
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Maris 10, 2015
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Dakatarwar har yanzu tana aiki (ba tare da kayyadadden lokacin ƙarewa ba)
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4
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Cowry Asset Management Limited da mutanen da kamfanin ke ɗaukar nauyinsu
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Dakatarwa (an ɗage ta yanzu)
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Rashin cika wajibcin garantin sayen abin da ba a sayar ba ɗinsa kamar yadda Ƙa'ida ta 318 (2) na Dokoki da Ƙa’idojin SEC ya tanada.
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Agusta 25, 2015
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An ɗage dakatarwar a ranar Satumba 10, 2015
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5
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Standard Alliance Capital & Asset Management Ltd
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Dakatarwa (an ɗage ta yanzu)
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Ya bi Dokoki / Ka'idojin SEC
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Agusta 10, 2015
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An maido masa da matsayin Kamfanin Shirya Fitar da Takardun Jari da Mai Sarrafa Asusun Jari
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6
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Strand Capital Partners Limited da mutanen da kamfanin ke ɗaukar nauyinsu
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Dakatarwa (an ɗage ta yanzu)
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Mai gudanar da harkokin kasuwar jari ya warware duk korafe-korafe da batutuwan da ke tsakaninsa da Hukumar cikin gamsarwa.
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Agusta 20, 2015
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A lura kuma a yi mu’amala da Mai Gudanar da Kasuwar Jari bisa amincewar da aka bayar
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