Shari'o'in da ke gaban Kwamitin Sauraron Shari’o’in Gudanarwa
(Fabrairu, 2016 zuwa Mayu, 2020) An wallafa: May 16, 2020

Lamba a jere (S/No) Lamba/Taken Shari'a Taƙaitaccen Bayanin Shari'a Nau'in Keta Doka Muhimman Abubuwan Hukunci
1 APC/1/2020

SEC

Vs

1. Amyn Investments Limited

2. Hauwa Audu Macjad

3. Abbas Momoh Jega

4. Hafiz Shuaibu

5. Ohiare Anita Ayuimoh

6. Onwujiogu Godwin I.

7. Abiodun Jones Alebiowu

8. Ikhelowa Philomena 		A yayin gudanar da ayyukanta, Hukumar ta karɓi ƙorafe-ƙorafe ashirin da shida (26) daga abokan cinikin mai amsa ƙara na 1, suna zargin, a tsakanin wasu laifuffuka, rashin warware ƙorafe-ƙorafe, rashin tura kuɗin da aka samu daga tallace-tallace, riƙe ribobin hannun jari da ribar da ta taru, da kuma rashin ko ƙin mayar da jarin da aka saka.

Bayan binciken ƙorafe-ƙorafen, an gano cewa mai amsa ƙara na 1 ya ƙirƙira, ya tallata kuma ya gudanar da tsare-tsaren zuba jari marasa izini masu suna SHARE PORTFOLIO GUARANTEED INVESTMENT (SPG), AMYN YOUTH INVESTMENT CLUB (AYIC) da TRADING IN SHARES: BUY LOW – SELL HIGH (BL-SH). Ta waɗannan tsare-tsaren, ya jawo abokan cinikinsa su ba shi izinin cinikin hannayen jarin manyan kamfanoni masu ƙarfi nasu, tare da alkawarin ribar shekara-shekara ta 10% tabbatacciya a kan jarinsu, da biyan duk wani haƙƙi daga matakin kamfani kan hannun jari da aka sanar kan hannayen jarin da aka yi ciniki da su.

Bayan binciken farko da Hukumar ta yi kan ƙorafe-ƙorafen da zargin keta Dokoki da Ƙa’idojin SEC da aka yi bisa doka, an gayyaci masu amsa ƙara gaban Kwamitin Sauraron Shari’o’in Gudanarwa (APC) na Hukumar domin su bayyana dalilin da ya sa ba za a ɗora musu takunkumi ba saboda keta ISA 2007, Dokoki da Ƙa’idojin SEC 2013 (kamar yadda aka gyara) da Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu 		· Gudanarwa, ingantawa da tallata tsarin zuba jari mara rijista;

· Gudanar da aikin kasuwar jari ba tare da rijista ba;

· Rashin tura kuɗin da aka samu daga sayar da hannayen jarin abokan ciniki;

· Rashin ko ƙin warware ƙorafe-ƙorafen abokan ciniki;

· Shiga ayyukan da za su iya ɓata ra'ayin masu zuba jari da amincewarsu da kasuwar jari ta Najeriya;

· Rashin gabatar da rahotannin da doka ta tanada. 		· An umarci masu amsa ƙara na (1 – 6), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa masu zuba jari 26 da suka yi ƙorafi N281,208,969.50 (ciki har da riba da sauran abin da ya taru).

· Haka kuma, dole ne a biya sauran abokan cinikin da suka saka jari a tsare-tsaren marasa rijista da masu amsa ƙara suka gudanar.

· Masu amsa ƙara na (1 – 6) za su biya tarar kuɗi saboda keta ISA & Dokoki da Ƙa’idoji da aka yi bisa doka.

· An haramta wa masu amsa ƙara na (2 – 6) shiga duk ayyukan kasuwar jari da riƙe matsayin darakta a kowane kamfanin jama'a a Najeriya na shekaru goma (10), daga 25 ga Maris, 2021.

· An haramta wa masu amsa ƙara na (7 & 8) shiga duk ayyukan kasuwar jari da riƙe matsayin darakta a kowane kamfanin jama'a a Najeriya na watanni uku, daga 10 ga Nuwamba, 2020.

· Ana buƙatar masu amsa ƙara su bi hukuncin cikin kwanaki 90 daga ranar da aka yanke shi.

· Idan masu amsa ƙara na (1, 2, 3, 4, 5 da 6) ba su bi hukuncin ba, Hukumar tana da haƙƙin neman umarni na ƙwace da sayar da duk wata kadara da za a iya danganta da su domin tabbatar da aiwatar da hukuncin.
2 APC/2/2020

SEC

Vs

1. Cashcraft Assets Management Limited

2. Cashcraft Securities Limited

3. Cashcraft Capital Limited

4. Mr. Ogunfuwa Joseph

5. Mr. Idris Adamu Idris

6. Ms. Iyasere Awhotu-Mary

7. Dr. Ireyomi Adeolu

8. Mr. Otunba O. A. Ogunfuwa

9. Mr. Anthony Ikpea

10. Mr. Abolade Agbola

11. Mr. Balogun Ayodele

12. Mr. Ukogu Clement Ikechukwu

13. Mr. Hassan Anuoluwapo Joshua

14. Mr. Gabriel Tope Olujobi

15. Mrs. Modupe Folashade Kelani

16. Mr. Solomon Adewole Felix

17. Mr. Aigbiniode Barnabas Babatunde

18. Mr. Philips Olorunsan Sunday

19. Mr. Oduola Ademola Kamoru 		A yayin gudanar da ayyukanta, Hukumar ta karɓi ƙorafe-ƙorafe da yawa (kimanin 172) daga masu zuba jari a kan masu amsa ƙara na 1-3, suna zargin, a tsakanin wasu abubuwa, rashin mayar da ainihin jarin da ribarsa da aka saka a Personal Earning Annuity Scheme (PEAS) mara rijista, da sayar da hannayen jarinsu ba tare da izini ba.

Bayan binciken farko da Hukumar ta yi kan ƙorafe-ƙorafen da zargin keta Dokoki da Ƙa’idojin SEC da aka yi bisa doka, an gayyaci masu amsa ƙara gaban Kwamitin Sauraron Shari’o’in Gudanarwa (APC) na Hukumar domin su bayyana dalilin da ya sa ba za a ɗora musu takunkumi ba saboda keta ISA 2007, Dokoki da Ƙa’idojin SEC 2013 (kamar yadda aka gyara) da Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu. 		· Gudanar da aikin kasuwar jari ba tare da rijista ba;

· Gudanarwa, ingantawa da tallata Personal Earning Annuity Scheme (PEAS), tsarin zuba jari mara rijista;

· Rashin tura kuɗin da aka samu daga sayar da hannayen jarin abokan ciniki;

· Sayar da hannayen jarin abokan ciniki ba tare da izini ba;

· Rashin ko ƙin warware ƙorafe-ƙorafen abokan ciniki;

· Shiga ayyukan da za su iya ɓata ra'ayin masu zuba jari da amincewarsu da kasuwar jari ta Najeriya. 		· An umarci masu amsa ƙara na (2, 3, 4 – 11), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa duk abokan ciniki da masu zuba jari da suka yi ƙorafi a kan masu amsa ƙara na (2 da 3) N1,056,088,911.31, tare da ƙarin riba a CBN MPR +2% da sauran abin da ya taru.

· An kuma umarci masu amsa ƙara na (2, 3, 4 – 11), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa sauran abokan cinikin da ke jerin da masu amsa ƙara na (2 & 3) suka bayar, waɗanda suka saka jari a tsarin PEAS mara rijista da masu amsa ƙara na (1, 2 da 3) suka gudanar, tare da ƙarin riba a CBN MPR +2% da sauran abin da ya taru.

· An umarci mai amsa ƙara na (2) ya maido hannayen jarin ABC Transport Plc guda 19,800 na ShettimaKachalla, masu darajar N179,700.00, da na Barrister Adetayo Adewale masu darajar N1,344,000.00 bi da bi; shi ne ya sayar da su ba tare da izini ba.

· An umarci masu amsa ƙara na (2 – 11), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su biya tarar kuɗi saboda keta ISA da Dokoki & Ƙa’idoji da aka yi bisa doka.

· An dakatar da masu amsa ƙara na (2 & 3) daga duk ayyukan kasuwar jari ba tare da takamaiman ranar ƙarewa ba; an kuma sanya haƙƙin riƙon jingina da ke hana sayarwa ko miƙa lasisin cinikin mai amsa ƙara na (2), wanda Nigerian Stock Exchange ta bayar, har sai ya bi hukuncin gaba ɗaya.

· An haramta wa masu amsa ƙara na (4 – 11) shiga duk ayyukan kasuwar jari da riƙe matsayin darakta a kowane kamfanin jama'a a Najeriya na shekaru goma (10), daga 25 ga Maris, 2021.

· An dakatar da masu amsa ƙara na (12 – 17) daga aiki a kasuwar jari na watanni uku, daga 11 ga Nuwamba, 2020.

· An dakatar da masu amsa ƙara na (18 da 19) daga aiki a kasuwar jari na watanni shida, daga 11 ga Nuwamba, 2020.

· Bisa Sashe na 304 na ISA 2007, an miƙa mai amsa ƙara na (1) da daraktocinsa ga hukumomin da suka dace da gabatar da ƙarar laifi, domin bincike da yiwuwar gurfanar da su saboda shiga ayyukan kasuwar jari ba bisa doka ba.

· Ana buƙatar masu amsa ƙara su bi hukuncin cikin kwanaki 90 daga ranar da aka yanke shi.

· Idan masu amsa ƙara na (2, 3, 4, 5, 6, 7, 8, 9 10 da 11) ba su bi hukuncin ba, Hukumar tana da haƙƙin neman umarni na ƙwace da sayar da duk wata kadara da za a iya danganta da su domin tabbatar da aiwatar da hukuncin.
3 APC/3/2020

SEC

Vs

1. Mutual Alliance Investments and Securities Limited

2. Chief A. O. Badejo

3. Otunba Thomas B. Adebayo

4. Arc. Amarachukwu Nwokeji

5. Dr. (Mrs.) Olajumoke Ibidapo

6. Mr. Bernard Ilori

7. Dr. Olakunle Ologun

8. Mr. Chidi Ajaegbu

9. Otunba Thomas Bamidele Adebayo

10. Rtd. Gen Sebastian Owuama

11. Mr. Chidi Adabanya

12. Mr. Sunday Oyekale Olusegun

13. Mr. Umoh Marshall 		A yayin gudanar da ayyukanta, Hukumar ta karɓi ƙorafe-ƙorafe 19 daga masu zuba jari (abokan cinikin mai amsa ƙara na 1) a lokuta daban-daban, suna zargin, a tsakanin sauran laifuffuka, sayar da hannayen jari ba tare da izini ba, rashin tura kuɗin tallace-tallacen hannayen jari, da riƙe ribobin hannun jari da sauran ribobi ko haƙƙoƙin da suka taru.

Bayan binciken farko da Hukumar ta yi kan ƙorafe-ƙorafen da zargin keta ISA da Dokoki da Ƙa’idojin SEC da aka yi bisa wannan doka, an gayyaci masu amsa ƙara gaban Kwamitin Sauraron Shari’o’in Gudanarwa (APC) na Hukumar domin su bayyana dalilin da ya sa ba za a ɗora musu takunkumi ba saboda keta ISA 2007, Dokoki da Ƙa’idojin SEC 2013 (kamar yadda aka gyara) da Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu. 		· Sayar da hannayen jarin abokan ciniki ba tare da izini ba

· Rashin tura kuɗin da aka samu daga sayar da hannayen jari

· Rashin ko ƙin warware ƙorafe-ƙorafen abokan ciniki

· Rashin gabatar da rahotannin da doka ta tanada

· Rashin bin Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu 		· An umarci masu amsa ƙara na (1, 2, 3, 4, 5, 6, 7, 9 & 10), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa masu zuba jari 19 da suka yi ƙorafi a kan mai amsa ƙara na (1), ciki har da duk riba da sauran abin da ya taru da ya dace kowane mai ƙorafi ya karɓa.

· An kuma umarci masu amsa ƙara na (1, 2, 3, 4, 5, 6, 7, 9 da 10), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa duk wani mai zuba jari da zai yi ƙorafi daga baya a kan mai amsa ƙara na (1) dangane da kasuwancin dillancin hannayen jarinsa, ciki har da duk riba da sauran abin da ya taru.

· An umarci masu amsa ƙara na (1, 2, 3, 4, 5, 6, 7, 9 & 10), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su biya tarar kuɗi saboda keta ISA da Dokoki da Ƙa’idoji da aka yi bisa doka.

· An haramta wa masu amsa ƙara na (2, 3, 4, 5, 6, 7, 9 & 10) shiga duk ayyukan kasuwar jari da riƙe matsayin darakta a kowane kamfanin jama'a a Najeriya na shekaru goma (10), daga 25 ga Maris, 2021.

· An umarci mai amsa ƙara na (8) ya maido hannayen jarin Nigerian Breweries Plc guda 3,400 na Mr. Fasasi Abolaji, ciki har da duk haƙƙoƙin matakan kamfani kan hannun jari da suka shafe su; mai amsa ƙara na (1) ne ya sayar da su ba bisa doka ba a 26 Oktoba 2007.

· An tsawata wa mai amsa ƙara na (8) tare da gargaɗinsa ya daina keta kowace doka da ke kula da ayyukan kasuwar jari.

· An sallami mai amsa ƙara na (11) daga zarge-zargen da aka yi masa.

· An dakatar da mai amsa ƙara na (12) daga aiki a kasuwar jari na watanni 3, daga 25 ga Maris, 2021.

· An miƙa mai amsa ƙara na (13) ga hukumomin da suka dace da gabatar da ƙarar laifi domin ƙarin bincike da yiwuwar gurfanar da shi.

· Ana buƙatar masu amsa ƙara su bi hukuncin cikin kwanaki 90 daga ranar da aka yanke shi.

· Idan masu amsa ƙara na (1, 2, 3, 4, 5, 6, 7, 8, 9 da 10) ba su bi hukuncin ba, Hukumar tana da haƙƙin neman umarni na ƙwace da sayar da duk wata kadara da za a iya danganta da su domin tabbatar da aiwatar da hukuncin.
4 APC/4/2020

SEC

Vs

1. Quantum Securities Limited

2. Barrister Tom Awhana

3. Chief Jonathan Arausi

4. Dr. Andrews Elueni

5. Prof. Austine Obasohan

6. Chief Joseph Onoyemeakpo

7. Andrew Uwuilekhue

8. Joel Okafor

9. Philomena Omovo

10. Patrick Brownson Ikporo

11. Jimmy Okugbere

12. Cynthia Adeyemi

13. Ayodeji Solaja

14. Oladele Odusanya Philip

15. Andrew Osugo 		A yayin gudanar da ayyukanta, Hukumar ta karɓi ƙorafe-ƙorafe fiye da 56 daga abokan cinikin mai amsa ƙara na 1, suna zargin, a tsakanin sauran laifuffuka, sayar da hannayen jarinsu ba tare da izini ba, rashin tura kuɗin da aka samu daga tallace-tallace, riƙe ribobin hannun jari da ribobi ko haƙƙoƙin da suka taru, da rashin mayar da jarin abokan ciniki a asusun tarin hannun jari tare da ribar da ta taru lokacin da wa'adin ya cika.

Bayan binciken ƙorafe-ƙorafen da aka karɓa, an gano cewa mai amsa ƙara na 1 ya ƙirƙira, ya tallata, ya aiwatar kuma ya gudanar da tsare-tsaren zuba jari biyu marasa rijista masu suna Quantum Securities Limited High Yield Cash Deposit Note (QSLHYCDN) da Financial Asset Deposit Account (FAD). Ta waɗannan tsare-tsaren, ya jawo abokan cinikinsa su ba shi izinin cinikin hannayen jarin manyan kamfanoni masu ƙarfi nasu, tare da alkawarin ribar shekara-shekara ta 16% zuwa 17% tabbatacciya a kan jarinsu da kuma sake sayen hannayen jarin bayan wa'adin ya cika, amma bai yi haka ba lokacin da wa'adin ya cika.

Saboda haka, an gayyaci masu amsa ƙara na 1-15 gaban Kwamitin Sauraron Shari’o’in Gudanarwa (APC) na Hukumar domin su bayyana dalilin da ya sa ba za a ɗora musu takunkumi ba saboda keta Investments & Securities Act, 2007, Dokoki & Ƙa’idojin SEC 2013 (kamar yadda aka gyara) da Ƙa’idar Ɗabi’a ga Masu Gudanar da Kasuwar Jari da Ma’aikatansu 		· Gudanar da aikin sarrafa asusu ko tarin jari ba tare da rijista ba;

· Gudanarwa, ingantawa da tallata tsare-tsaren zuba jari marasa rijista (Quantum Securities Limited High Yield Cash Deposit Note (QSLHYCDN) da Financial Asset Deposit Account Scheme (FAD));

· Sayar da hannayen jarin abokan ciniki ba tare da izini ba da rashin tura kuɗin da aka samu daga sayar da su;

· Rashin ko ƙin warware ƙorafe-ƙorafen abokan ciniki;

· Rashin gabatar da rahotannin da doka ta tanada;

· Shiga ayyukan da za su iya ɓata ra'ayin jama'ar masu zuba jari da amincewarsu da kasuwar jari. 		· An umarci masu amsa ƙara na (1, 2, 3, 4, 7, 10 & 14), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa masu zuba jari 56 da suka yi ƙorafi a kan mai amsa ƙara na (1) adadin da ya dace kowane mai ƙorafi a jerin da aka haɗa da wannan hukunci, jimilla N352,288,076.93 (ciki har da riba a MPR na CBN da sauran abin da ya taru).

· An umarci masu amsa ƙara na (1, 2, 3, 4, 7, 10 da 14), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su maido wa sauran abokan ciniki da masu zuba jari da suka saka jari a tsare-tsaren marasa rijista (Quantum Securities Limited High Yield Cash Deposit Note (QSLHYCDN) da Financial Asset Deposit Account (FAD)) da mai amsa ƙara na (1) ya gudanar, ciki har da riba a MPR na CBN da sauran abin da ya taru.

· An umarci masu amsa ƙara na (1, 2, 3, 4, 7, 10 & 14), tare da alhakin biyan gaba ɗaya ko ɗaya-ɗaya, su biya tarar kuɗi saboda keta ISA da Dokoki & Ƙa’idoji da aka yi bisa doka.

· An haramta wa masu amsa ƙara na (2, 3, 4, 7, 10 & 14) shiga duk ayyukan kasuwar jari da riƙe matsayin darakta a kowane kamfanin jama'a a Najeriya na shekaru goma (10), daga 25 ga Maris, 2021.

· An dakatar da mai amsa ƙara na (15) daga aiki a kasuwar jari na watanni uku, daga 25 ga Maris, 2021.

· Ba a tabbatar da duk zarge-zargen da aka yi a kan masu amsa ƙara na (5, 6, 8, 9, 11, 12 da 13) ba; saboda haka an sallame su daga zarge-zargen.

· Ana buƙatar masu amsa ƙara su bi hukuncin cikin kwanaki 90 daga ranar da aka yanke shi.

· Idan masu amsa ƙara na (1, 2, 3, 4, 7, 10 & 14) ba su bi hukuncin ba, Hukumar tana da haƙƙin neman umarni na ƙwace da sayar da duk wata kadara da za a iya danganta da su domin tabbatar da aiwatar da hukuncin.
  1. Koma Babban Shafi
  2. /
  3. Matakan Aiwatar da Doka
  4. /
  5. Lamuran Kwamitin A.P.C.
  6. /
  7. Shari'o'i a gaban APC (02/16-05/20)
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