Shari'o'in da ke gaban Kwamitin Sauraron Shari’o’in Gudanarwa
(Janairu, 2008 zuwa Maris, 2011)
An wallafa: March 16, 2011
| S/N | Taken Shari'a | Lambar Ƙarar | Nau'in Saɓawa Doka | Sharhi |
|---|---|---|---|---|
| 1 |
Longterm Global Capital Ltd & 9 ors. vs. Stanbic IBTC Management Ltd |
APC/01/2010 | Siyan GTBANK/GDR ba tare da izini ba da kuma sauya ɓangaren fam na kuɗin da aka tura zuwa dala ba tare da tuntuɓar mai ƙorafi ba. | An tsawatar wa ɓangarorin, an hukunta su, kuma an sallame su daga wasu tuhume-tuhume. |
| 2 |
SEC vs. Proforte Securities Ltd & 9 ors |
APC/66-194/2010 | Rashin gabatar da rahotannin kowane kwata da rashin tura babban jari da ribar jarin abokin ciniki. | Ba a kammala shari'ar ba tukuna |
| 3 |
SEC vs Empire Securities Ltd & 7 Ors |
APC/6-42/2009 | Sayar da hannayen jarin abokan ciniki ba tare da izini ba, rashin sayen hannayen jari, da saɓawa wasu tanade-tanaden ISA 2007 da Dokoki da Ƙa’idojin SEC 2000 kamar yadda aka yi wa gyara. | Ba a kammala shari'ar ba tukuna |
| 4 |
SEC vs Davandy Securities Limited & 11 Ors |
APC/2-64/2010 | Rashin sayen hannayen jarin abokin ciniki, rashin gabatar da rahotannin kowane kwata, rashin tura babban jari da ribar jarin abokin ciniki, da sauran saɓawa tanade-tanaden ISA 2007 da Dokoki da Ƙa’idojin SEC 2000 kamar yadda aka yi wa gyara. | Ba a kammala shari'ar ba tukuna |
| 5 |
SEC vs MTECH Communications Plc |
APC/65/2010 | An yi zargin cewa daraktocin wanda ake ƙara na 1 sun jinginar da kadarorin wanda ake ƙara na 1 domin rancen da aka karɓa daga Bank PHB don sayen hannayen jarin wanda ake ƙara na 1 a tayinsa ga zaɓaɓɓu kafin wanda ake ƙara na 1 ya zama Plc. | Ba a kammala shari'ar ba tukuna |
| 6 |
SEC vs Alliance Capital Management Cio.ltd & Nine Ors |
APC/2-245/08 | Rashin sayen hannayen jarin da abokin ciniki ya biya, rashin tantance takardun shaidar hannayen jari, sayar da hannayen jarin abokan ciniki ba tare da izini ba, rashin gabatar da rahotanni na lokaci-lokaci, rashin tura kuɗin da aka samu daga sayarwa ga mai saka jari, da sauran saɓawa tanade-tanaden ISA 2007 da Dokoki da Ƙa’idojin SEC 2000 kamar yadda aka yi wa gyara. | Ba a kammala shari'ar ba tukuna |
| 7 |
SEC vs. Afribank Plc & 32 Ors |
APC/5/2009 | Saɓawa tanade-tanaden ISA 2007, Dokoki da Ƙa’idojin SEC 2000 (kamar yadda aka yi wa gyara), ƙa'idar ɗabi'a ga masu gudanar da harkoki a kasuwar jari da ma'aikatansu, da ƙa'idar shugabancin kamfanoni a Najeriya. | An kawo ƙarshen shari'ar, sannan aka shigar da ƙara a IST |
| 8 |
SEC vs. Fin Bank Plc & 43 Ors |
APC/2/2009 | Saɓawa tanade-tanaden ISA 2007, Dokoki da Ƙa’idojin SEC 2000 (kamar yadda aka yi wa gyara), ƙa'idar ɗabi'a ga masu gudanar da harkoki a kasuwar jari da ma'aikatansu, da ƙa'idar shugabancin kamfanoni a Najeriya. | An kawo ƙarshen shari'ar, sannan aka shigar da ƙara a IST |
| 9 |
SEC vs. Intercontinental Bank Plc & 42 Ors |
APC/1/2009 | Saɓawa tanade-tanaden ISA 2007, Dokoki da Ƙa’idojin SEC 2000 (kamar yadda aka yi wa gyara), ƙa'idar ɗabi'a ga masu gudanar da harkoki a kasuwar jari da ma'aikatansu, da ƙa'idar shugabancin kamfanoni a Najeriya. | An kawo ƙarshen shari'ar, sannan aka shigar da ƙara a IST |
| 10 |
SEC vs. Oceanic Bank Plc & 37 Ors |
APC/4/2009 | Saɓawa tanade-tanaden ISA 2007, Dokoki da Ƙa’idojin SEC 2000 (kamar yadda aka yi wa gyara), ƙa'idar ɗabi'a ga masu gudanar da harkoki a kasuwar jari da ma'aikatansu, da ƙa'idar shugabancin kamfanoni a Najeriya. | An kawo ƙarshen shari'ar, sannan aka shigar da ƙara a IST |
| 11 |
SEC vs. Union Bank Plc & 26 Ors. |
APC/3/2009 | Saɓawa tanade-tanaden ISA 2007, Dokoki da Ƙa’idojin SEC 2000 (kamar yadda aka yi wa gyara), ƙa'idar ɗabi'a ga masu gudanar da harkoki a kasuwar jari da ma'aikatansu, da ƙa'idar shugabancin kamfanoni a Najeriya. | An kawo ƙarshen shari'ar, sannan aka shigar da ƙara a IS |