Jerin abubuwan dubawa don rajistar takardun jari An wallafa: November 17, 2023
Bi tsarin rajistar takardun jari cikin sauƙi Wannan cikakken jerin abubuwan dubawa na ba da jagora kan rajistar takardun jari a Securities and Exchange Commission (SEC) ta Najeriya. Yana bayyana kuɗaɗen hidima, lokutan aiki, matakan amincewa, abubuwan da ake buƙata, da ƙa'idojin ISA da suka shafi kowace hidima. Ko kai gogaggen mai fitar da takardun jari ne ko kuma sabon mai nema, wannan jagorar za ta taimaka maka ka bi tsarin rajistar cikin sauƙi.
MATAKAI/TSARIN AIKI NA RAJISTA
- Ana karɓar buƙatun ta intanet a offerapplications@sec.gov.ng
- Za a duba takardun da aka aika, kuma idan an ga wasu kurakurai ko ƙaranci, za a sanar da masu nema.
- A lura cewa idan an sanar da masu nema kurakurai ko ƙaranci, za a sake fara lissafin wa'adin aiki.
- Idan babu wani kuskure ko ƙaranci, za a ba da amincewa kuma a sanar da masu nema.
Lura:
- Hukumar na iya neman wasu ƙarin takardu ko bayanai idan ya zama dole
- Idan mai fitar da takardun jari ya riga ya shigar da takardun da ake buƙata ga SEC (misali, Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani (Memart), takardar shaidar rajistar kamfani, ko takardar shaidar ƙara jarin hannun jari, da sauransu), ba ya buƙatar sake shigar da takardun a ma'amaloli na gaba, muddin ya yi rubutaccen alƙawari cewa tun shigarwar da ta gabata, ba a sauya takardun da aka riga aka shigar ga Hukumar ba
| S/N | AIYUKA | KUƊAƊEN HIDIMA |
WA’ADODI (Duk wa’adodi suna farawa daga ranar gabatar da cikakkun takardu) |
HANYAR BA DA AMINCEWA | ABUBUWAN DA AKE BUƘATA | MADOGARA: DOKAR ISA DA ƘA'IDOJIN SEC |
|---|---|---|---|---|---|---|
| 1) |
Rajistar takardun jari da ake da su (bayan kafa kamfani a matsayin kamfanin jama'a ko sauya shi zuwa kamfanin jama'a) |
Kuɗin shigar da buƙata: 100,000 Kuɗin rajista: Naira miliyan 500 na farko (daga ƙimar hannayen jarin da za a yi wa rajista): 0.3% Naira miliyan 500 na gaba: 0.225% Duk wani adadin da ya biyo baya: 0.15% |
Mako 2 | Wasiƙa |
1. Taƙaitaccen ƙudurin masu hannun jari da aka zartar a babban taro (AGM ko EGM), wanda ya ba da izinin sauya kamfanin daga kamfani mai iyakacin alhaki na sirri zuwa kamfani mai iyakacin alhaki na jama'a, kuma sakataren kamfani da darekta suka sa wa hannu. Idan tun farko an kafa kamfanin a matsayin kamfanin jama'a, ba a buƙatar wannan ƙuduri. 2. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na kamfanin (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan; 3. Rahoton halin rajista na CAC na kwanan nan, wanda ke ɗauke da bayanin jarin hannun jari, bayanan daraktoci da sakataren kamfani, da manyan masu hannun jari da rabon hannayen jarinsu. 4. Lissafin kuɗi da aka duba na shekaru biyar (5) da suka gabata, ko adadin shekarun da kamfanin ya yi aiki idan bai kai shekaru biyar (5) ba 5. Kwafin takardar shaidar rajistar kamfanin da CAC ta tabbatar 6. Kwafin Fom SEC 6 (wanda aka cika yadda ya kamata) 7. Kwafin takardar shaidar ƙara jarin hannun jarin kamfanin (idan ya dace). 8. Bayanin kamfanin wanda ya bayyana waɗannan: i. Taƙaitattun bayanan kuɗi; ii. ranar rajistar kamfani; iii. jarin hannun jari da aka amince da shi; iv. jarin da aka biya (wanda ba zai gaza kashi 25 cikin ɗari na jarin hannun jarin kamfanin da aka amince da shi ba); v. bayanan waɗanda suka kafa kamfanin, daraktoci da ma'aikatan gudanarwa; vi. taƙaitattun manufofi da kasuwancin kamfanin; 9. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata |
Sashe na 54, Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara)Sashe na 54, Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 2) | Rajistar rarraba takardun jari: tayin farko ga jama'a (IPO), tayin neman saye, tayin sayarwa, tayin haƙƙin saye, da tayin sirri |
Kuɗin shigar da buƙata: 100,000 Kuɗin rajista: Naira miliyan 500 na farko (daga ƙimar hannayen jarin da za a yi wa rajista): 0.275% Naira miliyan 500 na gaba: 0.225% Duk wani adadin da ya biyo baya: 0.15% |
Mako 6 | Wasiƙa |
1. Taƙaitaccen ƙudurin masu hannun jari da aka zartar a babban taro (AGM ko EGM), wanda ya ba da izinin tayin 2. Ƙudurin kwamitin gudanarwa da ya ba da izinin tayin (idan ya dace) 3. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na mai fitar da takardun jari (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan 4. Kwafin takardar shaidar rajistar mai fitarwa da sakataren kamfani ya tabbatar 5. Kwafin lissafin kuɗi da aka duba na shekaru 5 da suka gabata, ko adadin shekarun da kamfanin ya yi aiki idan bai kai shekaru 5 ba. Amma lissafin kuɗi mafi sabo da aka duba bai kamata ya haura watanni 9 ba. 6. Kwafin takardar shaidar ƙara jarin hannun jari da sakataren kamfani ya tabbatar (idan ya dace) 7. Kwafi ɗaya-ɗaya na daftarin Takardar Bayanin Tayin, Sanarwar Tayin Haƙƙin Saye, ko Takardar Bayanin Tayi ga Zaɓaɓɓun Masu Zuba Jari da Taƙaitacciyar Takardar Bayanin Tayin 8. Kwafin Fom SEC 6 (wanda aka cika yadda ya kamata) 9. Kwafin gaskiya da aka tabbatar (CTC) na Fom ɗin CAC da ke nuna bayanin jarin hannun jari, bayanin rabon hannayen jari, da bayanan daraktoci. Dole ya ɗauki hatimin asali na CAC. 10. Kwafin daftarin yarjejeniyar ɗaukar ragowar hannayen jari da ƙaramar yarjejeniyar ɗaukar ragowar (idan ya dace) 11. Kwafin daftarin yarjejeniyar sayar da tayin 12. Wasiƙun amincewar duk ɓangarorin tayin 13. Wasiƙar ba da aiki 14. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata 15. Samfuran fastocin da za a buga 16. Samfurin sanarwar rabon jari ta lantarki 17. Kayan talla (sanarwar jarida, idan ya dace) 18. Rahoton akawuntocin masu bayar da rahoto (idan ya dace) 19. Wasiƙar tabbatarwa daga lauyoyin tayin (ra'ayin lauyoyi) 20. Wasiƙar tabbatarwa daga manyan masu zuba jari (idan ya dace) 21. Jerin da'awowi da shari'o'in mai fitarwa 22. Wasiƙar rantsuwar mai fitarwa ta bayyana dukkan bayanai 23. Duk wasu takardu ko bayanai masu dacewa |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 3) | Rajistar ƙarin hannayen jari kyauta |
Kuɗin gabatar da buƙata: 100,000 Kuɗin rajista: Ƙayyadadden kaso na 0.3% na darajar da aka rubuta a hannayen jari |
Kwanakin aiki 7 | Wasiƙa |
1. Taƙaitaccen ƙudurin masu hannun jari da aka zartar a babban taro (AGM ko EGM), wanda ya ba da izinin ƙarin hannayen jari kyauta kuma wani darekta da aka ambata da sakataren kamfani suka sa wa hannu 2. Ƙudurin kwamitin gudanarwa da ya ba da izinin fitar da ƙarin hannayen jari kyauta (idan ya dace) 3. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na mai fitarwa (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan 4. Kwafin takardar shaidar rajistar mai fitarwa da sakataren kamfani ya tabbatar; 5. Kwafin lissafin kuɗi na kamfanin mafi sabo da aka duba. 6. Kwafin takardar shaidar ƙara jarin hannun jari da sakataren kamfani ya tabbatar (idan ya dace) 7. Kwafin gaskiya da aka tabbatar (CTC) na Fom ɗin CAC da ke nuna bayanin jarin hannun jari, bayanin rabon hannayen jari, da bayanan daraktoci. Dole ya ɗauki hatimin asali na CAC. 8. Fom SEC 1 (wanda aka cika yadda ya kamata) 9. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 4) | Rajistar rabon riba ta hannayen jari |
Kuɗin shigar da buƙata: 100,000 Kuɗin rajista: Kashi ɗaya na 0.3% daga ƙimar suna ta hannayen jari |
Kwanakin aiki 7 | Wasiƙa |
1. Kwafi ɗaya-ɗaya na ƙudurorin kwamitin gudanarwa da masu hannun jari da suka ba da izinin fitarwar, ko taƙaitattun ƙudurorin da sakataren kamfani ya tabbatar: 2. Kwafin lissafin kuɗin kamfanin da aka duba, mai nuna tanadin kuɗi don ƙarin hannayen jari kyauta; 3. Kwafin takardar shaidar ƙara jarin hannun jari da CAC ta tabbatar 4. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata ga Hukumar; 5. Kwafin takardar shaidar rajista da sakataren kamfanin mai fitarwa ya tabbatar, idan ba a taɓa shigar da takardar ga Hukumar ba; 6. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani da CAC ta tabbatar, 7. Kwafi ɗaya-ɗaya na jadawalin rabon riba na tsabar kuɗi da na hannayen jari; 8. Kwafin lissafin farashin da aka ɗauka a matsayin madogara; 9. Kwafin tsarin zaɓin karɓar rabon riba ta hannayen jari; 10. Kwafin fom ɗin zaɓin karɓar rabon riba ta hannayen jari; da 11. Duk wani takarda da Hukumar za ta iya buƙata. |
Ɓangare na IX, Investments and Securities Act (ISA) 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 5) | Sauya bashi zuwa hannayen jari |
Kuɗin shigar da buƙata: 100,000 Kuɗin rajista: Naira miliyan 500 na farko (daga ƙimar hannayen jarin da za a yi wa rajista): 0.3% Naira miliyan 500 na gaba: 0.225% Duk wani adadin da ya biyo baya: 0.15% |
Mako 2 | Wasiƙa |
1. Kwafin lissafin kuɗi da aka duba na shekaru 5 da suka gabata, ko adadin shekarun da kamfanin ya yi aiki idan bai kai shekaru 5 ba. Lissafin kuɗi mafi sabo da aka duba bai kamata ya haura watanni 9 ba. 2. Takardar bayanai ga masu ruwa da tsaki mai ɗauke da waɗannan: a. Gabatarwa b. Ma'anar kalmomi c. Taƙaitaccen bayanin bashi ko takardun bashi da za a iya sauyawa zuwa hannayen jari d. Takaitaccen bayanin takardar bashin da za a iya sauyawa e. Adadin da za a sauya f. Mai karɓar bashi g. Mai ba da bashi h. Jarin hannun jari i. Manufar amfani da kuɗin da aka tara daga takardar bashin; j. Tushen sauyawar k. Matsayin takardun jari l. Bayanin jera takardun jari a kasuwa m. Tasirin sauyawar • i. tsarin mallakar hannayen jari kafin sauyawa • ii. Tsarin mallakar hannayen jari bayan sauyawa 3. Yarjejeniyar sauya bashi zuwa hannayen jari da sakataren kamfani ya tabbatar 4. Shaidar karɓar kuɗin bashin 5. Kwafi ɗaya-ɗaya na ƙudurin kwamitin gudanarwa da ƙudurorin masu hannun jari da suka ba da izinin sauyawar da fitar da bashin 6. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata 7. Kwafin takardar shaidar rajistar kamfanin da CAC ko sakataren kamfani ya tabbatar 8. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na kamfanin (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan 9. Lissafin kuɗi mafi sabo da aka duba, wanda bai wuce watanni tara (9) daga ƙarshen shekarar kuɗi ta ƙarshe ba 10. Kwafin takardar shaidar ƙara jarin hannun jari da sakataren kamfani ya tabbatar (idan ya dace) 11. Sanarwar zaɓi (idan ya dace) |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 6) | Takardun shaidar ajiya na duniya / takardun shaidar ajiya na Najeriya |
Kuɗin shigar da buƙata: 100,000 Kuɗin rajista: Naira miliyan 500 na farko (daga ƙimar hannayen jarin da za a yi wa rajista): 0.275% Naira miliyan 500 na gaba: 0.225% Duk wani adadin da ya biyo baya: 0.15% |
Mako 6 | Wasiƙa |
Ga duk matakan Takardun Shaidar Ajiya na Duniya, mai fitarwa zai gabatar wa Hukumar da waɗannan: 1. Nau'in shirin 2. Adadin takardun jari da abin ya shafa da kason da suke wakilta na takardun jarin mai fitarwa da ke kasuwa, idan ya dace; 3. Ɓangarorin da abin ya shafa (na ƙasashen waje/na cikin gida); 4. Tsarin daidaita ma'amaloli na ƙasa da ƙasa da za a yi amfani da shi; 5. Kwafin takardun da aka samu daga hukumar ƙasashen waje mai kula da harkar da waɗanda aka shigar mata; 6. Kwafin rahoton shekara-shekara mafi sabo (idan ya dace); 7. Ƙudurin kwamitin gudanarwa na cibiyar da ke fitarwar; 8. Shaidar biyan kuɗin shigar da buƙata da kuɗin rajista Game da G.D.R. Mataki na I, bin abubuwan da ke sama da ƙa'idojin zuba jari daga ƙasashen waje da ake amfani da su na iya sa mai fitarwa ya cancanci wasiƙar 'babu ƙin amincewa' daga Hukumar. GDR Mataki na I — Shirye-shiryen DR da ba su da tallafin mai fitarwa 1. Shaidar ingantacciyar rajistar cibiyar ajiya a matsayin mai gudanar da kasuwar jari/tsakani, ko mai gudanar da kasuwar jari/tsakani na ƙasashen waje, gwargwadon abin da ya dace 2. Shaidar haƙƙoƙi da wajibai da ke tattare da takardun shaidar ajiya (idan ya dace); 3. Takardar Bayanin Tayin ko takardun jera takardun jari a kasuwa; 4. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata GDR Mataki na II — Shirye-shiryen DR da mai fitarwa ke tallafawa 1. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na mai fitarwa (har da gyare-gyarensu), wanda CAC ko makamanciyarta ta tabbatar kwanan nan; 2. Kwafi ɗaya-ɗaya na ƙudurorin da aka zartar a taron shekara-shekara (A.G.M.) ko taron musamman (E.G.M.) na mai fitarwa, waɗanda suka ba da izinin gudanar da shirin; 3. Ƙudurin kwamitin daraktocin mai fitarwa da ya ba da izinin gudanar da shirin, idan ya dace; 4. Shaidar ba cibiyar ajiya izinin gudanar da shirin; 5. Shaidar ingantacciyar rajistar cibiyar ajiya a matsayin mai gudanar da kasuwar jari, ko mai gudanar da kasuwar jari/tsakani na ƙasashen waje, idan ya dace 6. Shaidar jarin hannun jari na mai fitarwa (wanda aka amince da shi, wanda aka fitar da wanda aka biya cikakke; 7. Adadin takardun jarin da takardun shaidar ajiya suka dogara da su; 8. Shaidar haƙƙoƙi da wajibai da ke tattare da takardun shaidar ajiya; 9. Takardar Bayanin Tayin ko takardar jera takardun jari a kasuwa; 10. Kwafin yarjejeniyar ajiya da cibiyar ajiyar; 11. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata GDR Mataki na III — Tara jari 1. Tarihin jarin mai fitarwa (misali, jimillar jarin hannun jari, jarin da aka biya, wanda aka fitar da wanda ba a fitar ba, da sauransu), tare da shaidar ƙara jarin hannun jari (idan ya dace); 2. Nau'in kuɗin da za a ƙayyade ƙimar takardun jarin shirin da shi (misali, dalar Amurka, fam na Birtaniya, kuɗin cikin gida, da sauransu); 3. Shaidar cewa Central Bank of Nigeria ko National Insurance Commission ta amince da shirin idan ya shafi banki ko kamfanin inshora. Za a buƙaci shaidar amincewar sauran hukumomin da abin ya shafa idan ya dace. 4. Kwafin lissafin kuɗi da aka duba, wanda aka sanya wa hannu, na shekaru uku (3) da suka gabata, ko adadin shekarun da kamfanin mai fitarwa ya yi aiki idan bai kai shekaru 3 ba, wanda bai haura watanni 9 ba. Idan lissafin kuɗi mafi sabo da aka duba ya haura watanni 9, dole a haɗa lissafin tsaka-tsaki na watanni 6 na farkon shekarar kuɗi da aka duba. 5. Haƙƙoƙi da wajibai na kowane rukunin takardun jari idan ana fitar da rukunai daban-daban. 6. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata |
Investments and Securities Act ISA 2025 Ɓangare na H, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 7) | Rajistar fitar da takardun bashi na jiha, ƙaramar hukuma, FCT, da hukumomin gwamnati |
Kuɗin shigar da buƙata: N100,000.00 Kuɗin rajista: Naira miliyan 500 na farko (ƙimar raka'o'in da za a yi wa rajista): 0.15% Naira miliyan 500 na gaba: 0.145% Duk wani adadin da ya biyo baya: 0.1425% |
Mako 6 | Wasiƙa |
1. Lissafin kuɗi da aka duba na jiha/ƙaramar hukuma ko wasu hukumomin gwamnati na shekaru 5 da suka gabata, ko adadin shekarun da jiha/ƙaramar hukuma ko sauran hukumomin suka wanzu idan bai kai shekaru 5 ba. Lissafin kuɗi mafi sabo da aka duba bai kamata ya haura watanni 12 ba, kuma dole ya ci gaba da aiki a duk tsawon lokacin tayin; 2. Kwafin daftarin Takardar Bayanin Tayin da Taƙaitacciyar Takardar Bayanin Tayin 3. Ƙudurin majalisar zartarwar jiha da ya amince da fitar da takardar bashin; 4. Ƙudurin majalisar dokokin jiha da ya amince da fitar da takardar bashin 5. Wasiƙar ba da izini da ba za a iya janyewa ba daga babban akawuntan jiha ko ƙaramar hukuma (idan ya dace). 6. Wasiƙar garantin biyan kuɗi da ba za a iya janyewa ba (ga hukumomin gwamnati ko kamfani da gwamnati ta mallaka gaba ɗaya); 7. Kwafin yarjejeniyar ɗaukar ragowar takardun jari da ƙaramar yarjejeniyar ɗaukar ragowar (idan ya dace) 8. Kwafin yarjejeniyar sayar da tayin 9. Kwafin yarjejeniyar haɗin gwiwar kamfanonin da ke kula da fitarwar (idan ya dace) 10. Wasiƙar naɗa kamfanonin da ke kula da fitarwar 11. Wasiƙun amincewar ƙwararrun ɓangarorin tayin; 12. Amincewar majalisar zartarwar jiha ko shugabannin ƙaramar hukuma (idan ya dace) 13. Kwafin daftarin yarjejeniyoyin amana (duba abubuwan da ake buƙata gaba ɗaya) 14. Rahoton yiwuwar aiwatar da takamaiman aikin da za a ba kuɗi 15. Kwafin Jaridar Sanarwar Gwamnati na gwamnatin jiha ko ƙananan dokokin ƙaramar hukuma da ke ɗauke da tanadin da ya ba da izinin fitar da takardar bashin 16. Umarnin biyan kuɗi na dindindin da ba za a iya janyewa ba (I.S.P.O) daga babban akawuntan tarayya 17. Rahotannin tantance ƙima kan tayin da mai fitarwa, daga hukumar tantance ƙima da Hukumar ta yi wa rajista ko ta amince da ita 18. Jerin da'awowi da shari'o'i 19. Rahoton lauyoyi 20. Rahoton akawuntan mai bayar da rahoto 21. Fom SEC 6 22. Wasiƙar rantsuwar mai fitarwa ta bayyana dukkan bayanai 23. Muhimman kwangiloli (idan ya dace) 24. Yarjejeniyar bashin wucin gadi (idan akwai) 25. Garanti daga wani ɓangare na uku, wato banki, kamfanin inshora, cibiyoyin ƙasa da ƙasa, cibiyoyin kuɗi na ƙasa da ƙasa ko wata hukuma ko ƙungiya da Hukumar ta amince da ita, don rufe biyan babban bashin da kuɗin ruwa idan an kasa biya; (ana buƙatar wannan ne kawai ga takardun bashi da I.S.P.O ba ya tallafawa) 26. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata |
Investments and Securities Act ISA 2025 Ɓangare na K, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 8) | Rajistar takardun bashi na kamfanoni da cibiyoyin ƙasa da ƙasa |
Kuɗin shigar da buƙata: N100,000.00 Kuɗin rajista: Naira miliyan 500 na farko (ƙimar raka'o'in da za a yi wa rajista): 0.15% Naira miliyan 500 na gaba: 0.145% Duk wani adadin da ya biyo baya: 0.1425% |
Mako 6 | Wasiƙa |
1. Fom SEC 6 da aka cika yadda ya kamata 2. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata 3. Kwafin ƙudurin babban taro da ya ba da izinin fitarwar 4. Ƙudurin kwamitin gudanarwa da ya ba da izinin fitar da takardar bashin (idan ya dace) 5. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na mai fitarwa (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan 6. Kwafin takardar shaidar rajistar mai fitarwa da CAC ta tabbatar 7. Kwafin lissafin kuɗi na mai fitarwa mafi sabo da aka duba, wanda aka sanya wa hannu, na shekaru 3 da suka gabata; lissafin mafi sabo bai kamata ya haura watanni 9 ba a lokacin shigarwa ga Hukumar. Dole lissafin ya ci gaba da aiki a duk tsawon lokacin tayin. 8. Rahoton akawuntocin masu bayar da rahoto 9. Wasiƙun amincewar ɓangarorin tayin 10. Kwafin daftarin yarjejeniyar sayar da tayin tsakanin mai fitarwa da kamfanin da ke kula da fitarwar 11. Kwafin daftarin yarjejeniyar ɗaukar ragowar takardun jari da ƙaramar yarjejeniyar ɗaukar ragowar (idan ya dace) 12. Rahoton tantance ƙima na mai fitarwa da tayin, wanda hukumar tantance ƙima da Hukumar ta yi wa rajista ko ta amince da ita ta shirya 13. Wasiƙar babu ƙin amincewa daga hukumar da abin ya shafa (idan ya dace) 14. Kwafin daftarin yarjejeniyar amana 15. Kwafin gaskiya da aka tabbatar (CTC) na Fom ɗin CAC da ke nuna bayanin jarin hannun jari, bayanin rabon hannayen jari, da bayanan daraktoci. Dole ya ɗauki hatimin asali na CAC. 16. Daftarin Takardar Bayanin Tayin, Takardar Bayanin Tayi ga Zaɓaɓɓun Masu Zuba Jari ko kowace irin takardar bayanai ga masu ruwa da tsaki 17. Wasiƙar rantsuwar mai fitarwa ta bayyana dukkan bayanai 18. Jerin da'awowi da shari'o'in mai fitarwa 19. Sauran muhimman yarjejeniyoyi ko bayanai masu dacewa. |
Ɓangare na K, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 9) | Sake fasalin takardun bashi na jiha, ƙaramar hukuma, FCT, da hukumomin gwamnati | Kuɗin sarrafa buƙata na 0.03% daga adadin bashin da bai biya ba | Mako 2 | Wasiƙa |
1. Wasiƙar bayyana aniya, mai ɗauke da gyaran da aka shirya yi ga sharuɗɗa da yanayin takardar bashin; 2. Ƙudurin kwamitin gudanarwa na mai fitarwa da ya ba da izinin gyara sharuɗɗa da yanayin takardar bashin; 3. Shaidar bugawa, aikawa, isarwa ko rarraba sanarwar taron masu riƙe da takardun bashin zuwa gare su; 4. Ƙudurin masu riƙe da takardun bashin da ya amince da sake fasalin, wanda waɗanda suka halarci taron kuma suka kaɗa ƙuri'a suka sa wa hannu; 5. Bayanan taron masu riƙe da takardun bashin; 6. Sakamakon ƙuri'ar da mai ƙirga ƙuri'un da aka naɗa don taron ya tabbatar; 7. Tabbacin amintattun wakilai cewa sake fasalin takardar bashin ba zai cutar da muradun masu riƙe da ita ba; 8. Daftarin ƙarin bayani ga ƙarin Takardar Bayanin Tayin ko ƙarin bayanin farashi; 9. Daftarin ƙarin bayani ga yarjejeniyar amana ta wannan jerin; 10. ISPO da aka gyara (idan ya dace); 11. Shaidar biyan kuɗaɗen da suka dace; da 12. Duk wasu bayanai da Hukumar za ta iya buƙata |
Investments and Securities Act ISA 2025 Ɓangare na K, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 10) | Sake fasalin takardun bashi na kamfanoni da cibiyoyin ƙasa da ƙasa | Kuɗin sarrafa buƙata na 0.03% daga adadin bashin da bai biya ba | Mako 2 | Wasiƙa |
1. Wasiƙar bayyana aniya mai ɗauke da sharuɗɗa da yanayin sake fasali 2. Ƙudurin masu riƙe da takardun bashi da amintattun wakilai suka sanya wa hannu yadda ya kamata 3. Ƙudurin kwamitin gudanarwa da ya ba da izinin sake fasalin 4. Bayanan taron masu riƙe da takardun bashi 5. Shaidar sanar da taron masu riƙe da takardun bashi 6. Rahoton ƙuri'a wanda mai ƙirga ƙuri'a da ya dace ya sanya wa hannu 7. Ƙarin bayani ga bayanin farashi 8. Tabbacin haɗin gwiwar amintattun wakilai cewa sake fasalin zai cutar da muradun masu riƙe da takardun bashin 9. Ƙarin bayani ga yarjejeniyar amana da aka sake rubutawa 10. Shaidar biyan kuɗaɗen SEC |
Investments and Securities Act ISA 2025 Ɓangare na K, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 11) | Rajistar Sukuk |
Kuɗin shigar da buƙata: 100,000.00 Kuɗin rajista: Naira miliyan 500 na farko (ƙimar raka'o'in da za a yi wa rajista): 0.15% Naira miliyan 500 na gaba: 0.145% Duk wani adadin da ya biyo baya: 0.1425% |
Mako 6 | Wasiƙa |
1. Daftarin takardar bayanai ga masu ruwa da tsaki ko Takardar Bayanin Tayin 2. Wasiƙar rantsuwar mai fitarwa ta bayyana dukkan bayanai 3. Kwafin wasiƙar 'babu ƙin amincewa' daga duk sauran hukumomin da abin ya shafa 4. Bayanan kuɗi mafi sabo na mai fitarwa da aka duba ko bayanin halin kuɗi (wanda bai gaza watanni tara (9) ba) 5. Takardar shaidar bin ƙa'idojin Shariah da mai ba da shawara kan Shariah ko kwamitin shawara ya fitar 6. Rahoton tantance ƙima daga hukumar tantance ƙima da Hukumar ta yi wa rajista ko ta amince da ita 7. Fom SEC 6 da aka cika yadda ya kamata 8. Shaidar biyan kuɗin rajista da kuɗin shigar da buƙata 9. Ƙudurin babban taro na SPV da mai ɗaukar nauyin biyan kuɗi da ya ba da izinin fitarwar 10. Kwafin Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani na mai fitarwa (har da gyare-gyarensu), wanda CAC ta tabbatar kwanan nan 11. Kwafin takardar shaidar rajistar mai fitarwa da CAC ta tabbatar 12. Rahoton akawuntocin masu bayar da rahoto 13. Wasiƙun amincewar ɓangarorin tayin 14. Kwafin yarjejeniyar sayar da tayin tsakanin mai fitarwa da kamfanin da ke kula da fitarwar 15. Kwafin yarjejeniyar ɗaukar ragowar takardun jari da ƙaramar yarjejeniyar ɗaukar ragowar (idan ya dace) 16. Kwafin daftarin yarjejeniyar amana 17. Yarjejeniyoyi da suka dace idan akwai 18. Kwafin gaskiya da aka tabbatar (CTC) na Fom ɗin CAC da ke nuna bayanin jarin hannun jari, bayanin rabon hannayen jari, da bayanan daraktoci. Dole ya ɗauki hatimin asali na CAC. |
Ɓangare na K, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 12) | Rajistar shirin fitar da takardun jari a matakai |
Kuɗin shigar da buƙata: 100,000.00 Kuɗin sarrafa buƙata: 500,000.00 |
Mako 4 | Wasiƙa |
1. Shaidar biyan kuɗin shigar da buƙata da kuɗin rajista 2. Daftarin Takardar Bayanin Shirin Fitar da Takardun Jari a Matakai 3. Duk takardun da ake buƙata don ma'amalar hannayen jari ko takardun bashi masu tsayayyen abin da ake samu. |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 13) | Ka'idojin rabon takardun jari | Babu kuɗin hidima | Kwanaki 5 | Wasiƙa |
1. Wasiƙar amincewa ta haɗin gwiwa daga kamfanonin da ke kula da fitarwar da mai fitarwa 2. Daftarin sanarwar jarida 3. Taƙaitaccen bayani kan buƙatun 4. Sharhi kan rabon takardun jari 5. Binciken yawan masu neman saya bisa rukunai 6. Jerin masu neman raka'o'i 50,000 da sama 7. Jerin masu neman kashi 5% da sama na takardun jari da ake tayi 8. Jerin buƙatun da aka ƙi 9. Bayanin asusun kuɗin da aka samu daga fitarwar 10. Shaidar biyan kuɗin alƙawarin ɗaukar ragowar takardun jari (idan ya dace) 11. Tabbacin cewa mai fitarwa ya karɓi kuɗin fitarwar 12. Tabbacin matsayin HNI (idan ya dace). |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara) |
| 14) | Bin sharuɗɗa bayan rabon takardun jari | Babu kuɗin hidima | Kwanaki 5 | A ajiye bayanan ma'amalar a fayil | Bayan an amince da tsarin rabon takardun jari, ana sa ran kamfanonin da ke kula da fitarwar su shigar da rahoto cikin kwanaki ashirin da ɗaya (21) daga ranar amincewa da rabon. |
Investments and Securities Act ISA 2025 Ɓangare na F, Dokoki da Ƙa’idojin Securities and Exchange Commission na 2013 (kamar yadda aka gyara |