Buƙatun Rajistar Masu Gudanar da Ajiyar Kaya An wallafa: May 22, 2025

JAGORORIN NEMAN RAJISTA

  • Dole ne a kawo duk takardun da aka jera a ƙasa; buƙatu ne na wajibi.
  • Dole ne a cika kowane Fom na SEC yadda ya kamata da duk bayanan da ake buƙata, tare da tabbatar da cewa ba a bar wani fili babu amsa ba, domin hakan zai sa fom ɗin su zama marasa inganci.
  • Ba a ɗaukar cewa an miƙa nema sai an cika fom ɗin yadda ya kamata kuma an kawo duk takardun da ake buƙata
  • Mutanen da kamfani ya ɗauki nauyin rajistarsu amma rajistar ta ƙare dole su sake fara tsarin rajista daga farko. (Duba Ƙa'idojin SEC 19 da 35 kamar yadda aka gyara su)
  • Dole ne mutanen da ake shirin ɗaukar nauyin rajistarsu su ziyarci kowane ofishin SEC da sabbin hotunan fasfo guda uku (3) domin fara tsarin tantancewar 'yan sanda (wannan ya shafi masu neman rajista a matsayin irin waɗannan mutane a Hukumar a karon farko da waɗanda rajistarsu ta ƙare);
  • Dole duk masu neman a ɗauki nauyin rajistarsu (ban da waɗanda ake canja wurin rajistarsu) su halarci horo da jarabawa kafin rajista. Waɗanda suka yi nasara, (muddin an kiyaye tsarin adadin mutanen da ake buƙatar ɗaukar nauyin rajistarsu) za a gabatar da su ga Kwamitin Tattaunawar Rajista domin a duba su.
  • Dole a gabatar da DUK asalin takardu/takardun shaida ga jami'in SEC mai izini domin ya gani.
  • Sabunta rajista kowace shekara: Bayan an amince kamfani ya yi aiki a matsayin mai gudanar da harkar kasuwar jari (CMO), dole ya sabunta rajistarsa kowace shekara ba a wuce 31 ga Janairu ba
  • Hukumar na iya neman wasu ƙarin takardu da/ko bayanai da take ganin sun zama dole domin rajista.
  • Za a kai ziyarar bincike ta zahiri ga kowane kamfani da ya nemi rajista yayin sarrafa neman rajistar,
  • Samun kyakkyawar masaniya kan Ƙa'idoji da Dokokin Hukumar da Investments & Securities Act No 29 of 2007 da kuma Kasuwar Jarin ita ce muhimmin sharadin kafin rajista

BUƘATUN RAJISTA

Biyan Kuɗi

  1. Shaidar Biyan Kuɗin Gabatar da Buƙata – N100,000.00 (Naira Dubu Ɗari);
  2. Shaidar Biyan Kuɗin Sarrafa Buƙata – N300,000.00 (Naira Dubu Ɗari Uku);
  3. Shaidar Biyan Kuɗin Rajista – N500,000.00 (Naira Dubu Ɗari Biyar);
  4. Shaidar biyan kuɗin darakta– N100,000.00 (Naira Dubu Ɗari)
  5. Shaidar Biyan Kuɗin Mutumin da Kamfani Ya Ɗauki Nauyin Rajistarsa – N100,000.00 (Naira Dubu Ɗari) ga kowane (sabon) mai neman rajista da N50,000.00 (Naira Dubu Hamsin) ga kowane mutum da ake canja wurin rajistarsa;

Fom

  1. Fom SEC 3 da aka cika kuma aka sanya wa hannu yadda ya kamata – Domin Kamfanin
  2. Fom SEC 2 da 2D – Domin mutanen da kamfani ya ɗauki nauyin rajistarsu da duk Daraktocin kamfanoni (A lura cewa kowane mai neman rajista a matsayin mai gudanar da kasuwar jari domin wannan aiki yana buƙatar aƙalla mutane uku da kamfani ya ɗauki nauyin rajistarsu, ɗayansu ya zama Jami’in Bin Ƙa’idoji wanda zai sa ido kan bin ISA 2007, dokoki da ƙa’idoji, sanarwa, jagorori, umarni da sauransu da Hukumar ko Gwamnatin Tarayya ta fitar).
  3. Fom SEC 2B da aka kammala yadda ya kamata – (Domin Canja Wurin Rajistar Daraktoci ko Mutanen da Kamfani Ya Ɗauki Nauyin Rajistarsu, a haɗa da kwafin wasikar murabus da wasikar amincewa da murabus daga tsohon mai ɗaukar aiki); dole a cika duk fom yadda ya kamata kuma a miƙa su kwafi biyu-biyu.

Daraktoci da Mutanen da Ake Shirin Ɗaukar Nauyin Rajistarsu

  1. Aƙalla mutane uku (3) da aka ɗauki nauyin rajistarsu, ciki har da Manajan Darakta da Jami’in Bin Ƙa’ida. (Kamfanonin da aka yi wa rajista/masu neman rajista don ayyuka fiye da ɗaya dole ne su gabatar da jimillar adadin mutanen da aka ɗauki nauyinsu kamar yadda aka tanada ga kowane aiki).
  2. Fom SEC 2 ya kamata ya nuna, a tsakanin sauran bayanai, BVN, bayanan banki, Adireshoshin Imel na Aiki da cikakkun adiresoshin wasiƙa, lambobin waya da adiresoshin imel na tsofaffin masu ɗaukar aikinsa, bankunansa da masu ba shi shaida da aka zaɓa;
  3. A kawo kwafin wasikun ɗaukar aiki da jadawalin ayyuka;
  4. Cikakken tarihin rayuwar aiki (CV) na duk daraktoci da mutanen da ake shirin ɗaukar nauyin rajistarsu ya ƙunshi bayanan ayyuka a jere bisa lokaci tun daga makarantar sakandare, tare da nuna kwanaki da tsawon lokaci sarai. (Dole a faɗi dalilan barin duk ayyukan baya da kuma bayani kan duk kwanaki/tazara a tarihin aiki da ilimi);
  5. Kwafin takardun cancanta ciki har da na makarantar sakandare da takardun kammala hidimar NYSC/keɓewa daga hidimar (za a buƙaci a nuna wa SEC asalin takardun);
  6. Shaidar takardar shaidar canjin suna (ciki har da takardar rantsuwa ta kotu da wallafar jarida);
  7. Shaidar cewa mutanen da kamfani ya ɗauki nauyin rajistarsu suna da aƙalla shekaru huɗu na ƙwarewar aiki mai dacewa bayan kammala karatu, kamar yadda 'Ƙa'ida ta 20' ta Ƙa'idoji da Dokokin Hukumar ta tanada
  8. Dole kowane mutumin da ake shirin ɗaukar nauyin rajistarsa ya ziyarci kowane ofishin SEC da sabbin hotunan fasfo guda uku domin fara tsarin tantancewar 'yan sanda (ga masu neman a ɗauki nauyin rajistarsu da waɗanda rajistarsu ta ƙare);
  9. Kwafin ingantacciyar takardar tantance kai (Fasfo na Ƙasa da Ƙasa, Katin Shaidar Ɗan Ƙasa, Lasisin Tuƙi da Federal Road Safety (FRSC) ta bayar, Takardar Shaidar Biyan Harajin Cikin Gida ko takardun biyan kuɗin hidimomin gida),
  10. Kwafin takardar izinin zama/aiki (ga wanda ba ɗan Najeriya ba), za a buƙaci a nuna wa SEC asalin takardar;
  11. Kwafin ingantacciyar takardar tantance kai (fasfo na ƙasa da ƙasa, katin shaidar ɗan ƙasa, lasisin tuƙi, katin zaɓe na dindindin, Takardar Shaidar Biyan Haraji ko takardun biyan kuɗin hidimomin gida)

Dole duk mutanen da kamfani ya ɗauki nauyin rajistarsu su kasance da ƙwarewar aiki mai dacewa bayan kammala karatu kamar yadda 'Ƙa'ida ta 20' ta Ƙa'idoji da Dokokin Hukumar ta tanada

Mafi Ƙarancin Jarin da Aka Biya da Takardar Inshorar Rashin Amincin Ma’aikaci

  1. Sabon rahoton asusu da aka yi wa binciken kuɗi
  2. Ingantacciyar takardar inshorar rashin amincin ma’aikaci da ke rufe aƙalla 20% na mafi ƙarancin jari da ake buƙata, wadda ƙarshenta zai kasance 31 ga Disamba;

Kamfanin da Ke Neman Rajista

  1. Bayanan Kamfanin su ƙunshi, da sauransu, taƙaitaccen tarihinsa, tsarin gudanarwa da mallakar hannayen jari, manyan jami’ansa da bayanan ayyukan baya/na yanzu na kowane ma’aikaci;
  2. Suna da adireshin rassan kamfanin/kamfanonin da ke hulɗa da shi, nau'in kasuwancinsu da kaso na mallaka;
  3. Shaidar samar da tsarin tsaro da ya dace,
  4. Shaidar samun wuraren da suka dace da ajiyar hajojin kasuwa,
  5. Shaidar samun kayayyakin da ake buƙata domin aunawa da tantance ingancin hajojin kasuwa
  6. Shaidar samun cikakkiyar inshora ga gini, kayayyakin aiki, hajojin ajiya da
    sauran abubuwan da za su zama dole
  7. Shaidar kasancewa a wurin da ke da damar samun kayayyakin more rayuwa domin tallafa wa ayyuka kuma yana da isasshen filin ajiya da zirga-zirgar manyan motoci;
  8. Shaidar samun ingantaccen tsarin lodawa/sauke Haja, ciki har da hanyar da ta dace ta ware nau’ikan Haja/ingancinsu daban-daban;
  9. A miƙa Daidaitacciyar Hanyar Aiki (SOP) da ta ƙunshi waɗannan;
  10. Tsarin Kasuwanci;
  11. A bayar da bayanai kan shafukan sada zumunta na kamfanin (misali Facebook, Instagram, LinkedIn da sauransu), adireshin shafin yanar gizo, adiresoshin imel da lambobin waya na kamfanin;

Takardun Kamfani

Kwafi ɗaya na kowace takarda daga cikin waɗannan, wadda CAC ta tabbatar da ingancinta;

  1. Takardar Shaidar Kafa Kamfani;
  2. Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani – ya kamata wannan ya ƙunshi ikon gudanar da aikin da aka kayyade;

Alkawari da aka yi rantsuwa a kansa na gaggauta miƙa wa Hukumar kwafin duk gyaran da aka yi wa Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani, takardar shaidar da Corporate Affairs Commission (CAC) ta bayar, Ƙa’idar Ɗabi’a, jagorori da sauransu, a cikin kwanaki goma sha huɗu (14) bayan irin wannan gyara;

  1. Rahoton Matsayi na CAC mai nuna Bayanin Jarin Hannayen Jari, Rahoton Rabon Hannayen Jari da Bayanan Daraktoci,

A lura: dole jami’in SEC mai izini ya ga asalin takardar shaida;

  1. Sabbin asusun da aka bincika ko bayanin yanayin kuɗi da aka bincika, wanda daraktocin kamfani biyu suka sa wa hannu tare da wasiƙar tabbatarwa daga mai binciken asusu na waje, wanda bai wuce watanni uku (3) da fitarwa ba a lokacin miƙa shi ga Hukumar (A lura cewa rabon kadarori zai kasance 60% kadarori masu saurin zama kuɗi da 40% kadarorin dindindin da sauran kadarori);
  2. Alƙawarin rantsuwa na mallaka ko takardar hayar dogon lokaci da aka yi wa rajista ko yarjejeniyar haya, tare da takardar mai Ɗakin Ajiya/kadara na janye haƙƙin mallaka kan Hajojin da aka ajiye a ciki, idan ɗakin ajiyar na haya ne;
  3. Alkawari da aka yi rantsuwa a kansa, wanda ke tabbatar wa Hukumar cewa duk bayanan da Kamfanin ya bayar, ciki har da duk bayanan banki, gaskiya ne kuma daidai ne. (Darakta ko sakataren kamfani ya sa wa hannu kuma a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu);
  4. Alkawari da aka yi rantsuwa a kansa na adana bayanai yadda ya kamata da miƙa rahotannin da Hukumar za ta iya kayyadewa lokaci-lokaci, wanda darakta ko sakataren kamfani ya sa wa hannu (a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu);
  5. Alkawari da aka yi rantsuwa a kansa na bin Ƙa'idoji da Dokokin SEC da Investments and Securities Act No.29 of 2007, wanda darakta ko sakataren kamfani ya yi (a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu);
  1. Koma Babban Shafi
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  3. Game da
  4. /
  5. Albarkatun Bayani
  6. /
  7. Jerin bincike
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  9. Bukatar rajista na musamman ga kowane CMO
  10. /
  11. Buƙatun Rajistar Masu Gudanar da Ajiyar Kaya
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