Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Registered FinTech Operators Enforcements Frequently Asked Questions

Last updated: 3 days, 17 hours ago

Page 15 of 41.

Contact Information

File No.

358

Address

Plot 688 Ahmodu Tijani Close, , Off Sanusi Fafunwa Street, , Victoria Island, , Lagos

Phone

08033254487

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

• Issuing House

Sponsored Individuals

Ihenacho Obioma Anistus

Compliance Officer

Azuike Bonaventure Obinna

Sponsored Individual

Okenwa Chris

Managing Director

Akubueze Charles

Sponsored Individual

Chiazor Victor

Sponsored Individual

Nnamani Darlington Emeka

Sponsored Individual

Fajuyitan Olumide David

Manager

Director/Partners

Okenwa Chris

Managing Director

Contact Information

File No.

2026

Address

8 Justice Muhammad Bello Street, Asokoro Abuja FCT. , Abuja Federal Capital Territory

Phone

08067174444

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Enyinna Innocent Chinonyerem

Compliance Officer

Oluti Omotola

Managing Director

Director/Partners

Oluti Omotola

Managing Director

Contact Information

File No.

2049

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Contact Information

File No.

492

Address

31, Marina, Lagos , Lagos State

Phone

08056798500

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

• Issuing House

Sponsored Individuals

EDWARD TOBORIE SAMUEL

Compliance Officer

Ekanem Tom Denton

Sponsored Individual

ADEWUYI NAJEEM KAYODE

Sponsored Individual

Ololo Ukuoritsemofe Peter

Sponsored Individual

Ololo Ukuoritsemofe Peter

Managing Director

Director/Partners

Ololo Ukuoritsemofe Peter

Managing Director

Contact Information

File No.

3089

Address

74b, Ogunusi Road , Beside FRSC Ojodu-Berger , Ojodu , Lagos

Phone

09013774420

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Ebakor Ikpefua Eric

Managing Director

Esther Ifyraph Ndu

Compliance Officer

Ayodele Olakunle Akinyoyenu

Director

Wasiu Olakunle Sanni

Compliance Officer

Director/Partners

Ebakor Ikpefua Eric

Managing Director

Ayodele Olakunle Akinyoyenu

Director

Contact Information

File No.

3084

Address

Suite C206, Garki Mall Damaturu Crescent , Off Kabbo Street, , Garki II , Abuja

Phone

07036065917, 07075909600

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Corporate Investment Adviser

Sponsored Individuals

Idris Sanusi Salaudeen

Managing Director

Muhammed Mustapha Ishaq

Director

Umar Aimhanosi Oseni

Compliance Officer

Director/Partners

Idris Sanusi Salaudeen

Managing Director

Muhammed Mustapha Ishaq

Director

Contact Information

File No.

1818

Address

43, ORITSHE STREET, BALOGUN BUSSTOP, IKEJA, LAGOS , Lagos State

Phone

+2348023014395

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Akinnisola Felix Kokumo

Managing Director

Okedele Olugbenga Enoch

Compliance Officer

Adeniyi Adebisi

Sponsored Individual

Director/Partners

Akinnisola Felix Kokumo

Managing Director

Contact Information

File No.

1754

Address

10B, OLUMOROTI JAIYESIMI STREET, LANRE AWOLOKUN ROAD, GBAGADA PHASE II, GBAGADA , Lagos State

Phone

08038174139

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Onaopemipo Oluwakemi Oluwayemisi

Compliance Officer

Ogunmade Felix

Sponsored Individual

Shobamowo Gbolahan

Sponsored Individual

Contact Information

File No.

2093

Address

6TH Floor , Awolowo Road , Ikoyi , Lagos

Phone

08037389406

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Contact Information

File No.

298

Address

2 Kofo Abayomi Street , Victoria Island, Lagos , Lagos

Phone

+234(1)2700530-3, 0(1)4485252

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Receiving Banker

• FMDQ Dealer

• Derivative Clearing Member

Sponsored Individuals

Obi Nkiru Oluchi

Compliance Officer

Ike Jude Muonso

Compliance Officer

Obi Chigozie Ikechukwu

Sponsored Individual

Contact Information

File No.

113

Address

48/50, Odunlami Street, , Lagos

Phone

08023311011, 08138670223

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

• Issuing House

Sponsored Individuals

Evbuomwan Omoregie Jimmy

Managing Director

Osunde Osaremwindamwen Osa

Executive Director

Okonofua Iduma Solomon

Sponsored Individual

ENELUWE MAXWEL BENSON

Sponsored Individual

LASORE MOSES ROTIMI

Sponsored Individual

John Umobuarie Isesele

Dealing Clerk

Director/Partners

Evbuomwan Omoregie Jimmy

Managing Director

Osunde Osaremwindamwen Osa

Executive Director

Contact Information

File No.

2038

Address

No. 18B, Second Floor, Fatima Plaza, , Murtala Muhammed Way , Bompai , Kano State

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Baraya (Ag. Compliance Officer) Idris Saidu

Compliance Officer

Suleiman Abubakar

Managing Director

Mustapha Amadu Umar

Executive Director

Aminu Sheikh Muhammad

Compliance Officer

Director/Partners

Suleiman Abubakar

Managing Director

Mustapha Amadu Umar

Executive Director

Contact Information

File No.

1720

Address

27, Ribadu Street , Off Awolowo Road, , Ikoyi , Lagos

Phone

08028445222

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

UKPANAH MONDAY ANIEFIOK

Compliance Officer

Ukpanah Monday Aniefiok

Sponsored Individual

ONYIA CHUKWUKA ISRAEL

Sponsored Individual

OLATUNJI ADEGBOYE OLUBODE

Managing Director

Oluwafadejimi Sarah Kadiri

Compliance Officer

Director/Partners

OLATUNJI ADEGBOYE OLUBODE

Managing Director

Contact Information

File No.

3013

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Thomas Olabode Ezekiel

Compliance Officer

Oluwafisayo Benjamin Oyedeji Benjamin

Managing Director

Winifred Ogbonmwan

Sponsored Individual

Adeduro Oladapo Olallekan Oladapo Adeduro

Executive Director

Director/Partners

Oluwafisayo Benjamin Oyedeji Benjamin

Managing Director

Adeduro Oladapo Olallekan Oladapo Adeduro

Executive Director

Contact Information

File No.

679

Address

9A IDEJO STREET, VICTORIA ISLAND, LAGOS

Phone

08037133244, 08027789021

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Issuing House

Sponsored Individuals

Onyenekwe Chinwe Augusta

Compliance Officer

Rewane Jemide Bismarck

Managing Director

Makinde Atinuke Folakemi

Sponsored Individual

Olele Omeogor Paul

Sponsored Individual

Ikenna-odo Chinedu Chinyere

Sponsored Individual

Director/Partners

Rewane Jemide Bismarck

Managing Director

Contact Information

File No.

806

Address

Finmal Finance Services Limited, Ground Floor Block D, Millenium Builders Plaza, , Abuja Federal Capital Territory

Phone

08055145164

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

• Issuing House

Sponsored Individuals

Fashina Oluyemisi

Sponsored Individual

Okoh Ode Emmanuel

Sponsored Individual

Kwairanga Umaru

Managing Director

Yahaya Mohammed Auwal

Sponsored Individual

Banjo Adewale

Compliance Officer

Shuaibu Bashir

Sponsored Individual

Director/Partners

Kwairanga Umaru

Managing Director

Contact Information

File No.

2076

Address

N/A

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Issuing House

Sponsored Individuals

Abobarin Kayode

Sponsored Individual

Olufowose Ebenezer

Managing Director

Oyedokun Omowale

Sponsored Individual

Otuzi Fortune Asue

Sponsored Individual

Director/Partners

Olufowose Ebenezer

Managing Director

Contact Information

File No.

1735

Address

PLOT 287 AJOSE ADEOGUN STREET VICTORIA ISLAND LAGOS

Phone

08023217850, 08022181730, 08065520247

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Ogunwemimo Olumayowa Olumayowa

Managing Director

Ugwu Chinyere Edwina

Sponsored Individual

Duru Stanley

Sponsored Individual

Director/Partners

Ogunwemimo Olumayowa Olumayowa

Managing Director

Contact Information

File No.

1853

Address

MARINE VIEW PLAZA, 4TH FLOOR, 60 MARINA, LAGOS , Lagos State

Phone

07036016425

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Akerele Abayomi Emmanuel

Sponsored Individual

Adekola Azizat Omobola

Compliance Officer

Bakare Patricia Olajumoke

Managing Director

Director/Partners

Bakare Patricia Olajumoke

Managing Director

Contact Information

File No.

1621

Address

18 Keffi Street Ikoyi Lagos , Lagos State

Phone

01-2702290-4

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

ONYIA IKE

Executive Director

DIXON IFEOLUWA

Sponsored Individual

Director/Partners

ONYIA IKE

Executive Director

1 ... 13 14 15 16 17 ... 41

As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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