Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Verify all platforms! Prevent exploitation! All Operators in Nigeria are required to register with the SEC before commencing operation. Verify the status of your platform here.

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Registered FinTech Operators Enforcements Frequently Asked Questions

Last updated: 3 days, 15 hours ago

Page 14 of 41.

FCMB Asset Management Limited

Fund/Portfolio Manager
CAC Reg: 316583

FCMB Capital Markets Limited

Issuing House • Underwriter
CAC Reg: 446561

FCMB Trustees Limited

Trustees
CAC Reg: 923220

FCSL Asset Management Company Limited

Broker/Dealer • Issuing House
CAC Reg: RC 248316

FCSL Phoenix Funds Limited

Fund/Portfolio Manager
CAC Reg: 1,806,589

FDC ADVISORY LIMITED

Fund/Portfolio Manager
CAC Reg: 979838

FIL Capital & Advisory Limited

Fund/Portfolio Manager
CAC Reg: 7,459,478

FINANCIAL TRUST COMPANY NIGERIA LIMITED

Broker/Dealer
CAC Reg: 17736

FIS Securities Limited

Broker
CAC Reg: 124,270

FMDQ Clear Limited

Central Counter Party
CAC Reg: 1382108

FMDQ Depository Limited

Clearing Settlement & Depository (CDS)
CAC Reg: 1550384

FMDQ Group PLC

Capital Market Holding Company (CMHC)
CAC Reg: RC 929657

FMDQ Securities Exchange Limited

Securities Exchange
CAC Reg: 1617162

FORTITUDINAL ASSET MANAGERS LIMITED

Fund/Portfolio Manager
CAC Reg: 1924429

FORTRUST INVESTMENT LIMITED

Fund/Portfolio Manager
CAC Reg: 1,826,221

FSDH Asset Management Ltd.

Corporate Investment Adviser • Fund/Portfolio Manager
CAC Reg: RC 434206

FSDH CAPITAL LIMITED

Broker/Dealer • Issuing House
CAC Reg: RC 276208

FSDH Merchant Bank Ltd

FMDQ Dealer • Issuing House
CAC Reg: RC199528

FSDH Nominee Ltd

Nominee Company
CAC Reg: 1875647

FSL ASSET MANAGEMENT LIMITED

Fund/Portfolio Manager
CAC Reg: 1348155
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As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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