Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Verify all platforms! Prevent exploitation! All Operators in Nigeria are required to register with the SEC before commencing operation. Verify the status of your platform here.

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Registered FinTech Operators Enforcements Frequently Asked Questions

Last updated: 3 days, 5 hours ago

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UCML Capital Limited

Broker/Dealer • Issuing House
CAC Reg: 370890

UCML SECURITIES LIMITED

Broker/Dealer
CAC Reg: 6898396

UIDC Securities Limited

Broker/Dealer
CAC Reg: 114219

UNIVERSAL CHAMBERS

Solicitors
CAC Reg: BN 865565

UPDC Plc.

Property Manager
CAC Reg: 321582

UTL Asset Management Limited

Fund/Portfolio Manager
CAC Reg: 1853010

UTL Trust Management Services Limited

Trustees
CAC Reg: 4834

Ubosi Eleh & Co

Estate Surveyor/Valuer
CAC Reg: 859106

Udo Udoma & Belo-Osagie

Solicitors
CAC Reg: 680122

Uhuru Capital Limited

Fund/Portfolio Manager
CAC Reg: 1365439

Ukiri & Lijadu

Solicitors
CAC Reg: BN 895698

Unex Capital Ltd

Broker/Dealer • Issuing House
CAC Reg: 230569

Unicorn Capital Limited

Corporate Investment Adviser
CAC Reg: 1468664

Union Bank Of Nigeria Plc

Receiving Banker • FMDQ Dealer
CAC Reg: RC 6262

United Bank For Africa Plc.

Custodian • Receiving Banker
CAC Reg: 2457

United Capital Asset Management Limited

Corporate Investment Adviser • Fund/Portfolio Manager
CAC Reg: 3825

United Capital Plc

Issuing House • Market Maker
CAC Reg: 444999

United Capital Securities Ltd.

Broker/Dealer
CAC Reg: 649134

United Capital Trustees Ltd

Trustees
CAC Reg: 645220

Unity Bank Plc

FMDQ Dealer • Receiving Banker
CAC Reg: 94524
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As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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