Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Registered FinTech Operators Enforcements Frequently Asked Questions

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Page 24 of 41.

Contact Information

File No.

1893

Address

6th floor, Heritage Place 21 Lugard Avenue, Ikoyi, Lagos , Lagos State

Phone

07030839517

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Ojuroye chukwuma Ayodeji

Sponsored Individual

Etadafe Oghenetega Jeremiah

Compliance Officer

Sowemimo Soyode Akinola

Managing Director

Etadafe Oghenetega Jeremiah

Compliance Officer

Director/Partners

Sowemimo Soyode Akinola

Managing Director

Contact Information

File No.

1790

Address

14 AMODU OJIKUTU STREET VICTORIA ISLAND LAGOS

Phone

08033009173

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Aniagolu Nubarido Ngozi

Compliance Officer

Ofili-aku Elileojor Vivian

Managing Director

Aku Jibril

Executive Director

Director/Partners

Ofili-aku Elileojor Vivian

Managing Director

Aku Jibril

Executive Director

Contact Information

File No.

1928

Address

14 Amodu Ojikutu Street , Victoria Island , Lagos State

Phone

07019843987

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Inter Dealer Broker

• Broker/Dealer

• Issuing House

Sponsored Individuals

ODUKOMAIYA ADERONKE

Compliance Officer

Aku Anita

Sponsored Individual

Filani Temitayo

Sponsored Individual

Contact Information

File No.

2008

Address

Western House, 8th floor, 8-10 Broad Street, Lagos , Lagos State

Phone

08099627253

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Issuing House

• Dealer

Sponsored Individuals

Saba Barakah

Compliance Officer

Adeboye Adenike

Managing Director

Yahaya Ismail

Sponsored Individual

Sodjete Souliyat

Sponsored Individual

Director/Partners

Adeboye Adenike

Managing Director

Contact Information

File No.

1922

Address

WESTERN HOUSE, 8TH FLOOR, 8/10 BROAD STREET, LAGOS

Phone

08033011938, 09091111938

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

OLUFOLAJIMI TEMILOLA KAMILAT

Compliance Officer

OYEWALE AKEEM SHINA

Managing Director

SAIDU ANGO ALI

Non Executive Director

Director/Partners

OYEWALE AKEEM SHINA

Managing Director

SAIDU ANGO ALI

Non Executive Director

Contact Information

File No.

275

Address

LEVENTIS BUILDING (2ND FLOOR) 43 MARINA LAGOS

Phone

08087185321, 08034546891

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Corporate Sub-Broker

Sponsored Individuals

Atoyebi Ademola Raufu

Compliance Officer

Ebine Olorunwa Festus

Managing Director

Director/Partners

Ebine Olorunwa Festus

Managing Director

Contact Information

File No.

929

Address

15E, Muri Okunola Street, Off Ajose Adeogun, Victoria Island Lagos

Phone

08023073156

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Adepegba Cornelius Olusola

Compliance Officer

Uponi Chukuka Anthony

Managing Director

Otaji Apaemi Nelson

Sponsored Individual

Director/Partners

Uponi Chukuka Anthony

Managing Director

Contact Information

File No.

1171

Address

9A, Kwara Street , Osborne Foreshore Estate, Ikoyi , Lagos

Phone

+234 (1) 632 0148 - 9; +234 (09) 291 7299

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Adetomiwa Enoch Adebayo

Compliance Officer

OLAOLUWA DAVID OLANREWAJU

Managing Director

OMOLE OLANREWAJU ADEBAYO

Sponsored Individual

OMOLE OLANREWAJU ADEBAYO

Sponsored Individual

Director/Partners

OLAOLUWA DAVID OLANREWAJU

Managing Director

Contact Information

File No.

671

Address

50/52 Broad Street, Lagos , Lagos State

Phone

08033083951

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker

• Corporate Investment Adviser

Sponsored Individuals

Unegbu Chris Okechukwu

Compliance Officer

Panthelion Ndubuisi

Independent Director

Unegbu Chris Onechukwu

Compliance Officer

Ndubuisi Onuoha

Non Executive Director

Director/Partners

Panthelion Ndubuisi

Independent Director

Ndubuisi Onuoha

Non Executive Director

Contact Information

File No.

1767

Address

22A RASHEED ALABA WILLIAMS STREET, LEKKI PHASE 1, LAGOS STATE

Phone

+23412930459

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Obi Chinedum Kelechi

Sponsored Individual

Osime Yvonne Ifeyinwa

Sponsored Individual

Olasope Adesola Yetunde

Compliance Officer

Contact Information

File No.

1917

Address

4aa, Force Road,By Race Course,Onikan, , Lagos , Lagos State

Phone

07033404526

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Onukwue Ikenna

Managing Director

Director/Partners

Onukwue Ikenna

Managing Director

Contact Information

File No.

1431

Address

4aa Force Road By Race Course Onikan Lagos , Lagos State

Phone

07033404526

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Issuing House

Sponsored Individuals

Ibendiogwu Okezie Uchenna

Compliance Officer

Onukwue Ugoeze Chioma

Sponsored Individual

Onukwue Chibueze Ikenna

Sponsored Individual

Onukwue Onyebuchi Samuel

Executive Director

Director/Partners

Onukwue Onyebuchi Samuel

Executive Director

Contact Information

File No.

2006

Address

4aa, Force Road , By Race Course, Onikan , Lagos

Phone

08162097690

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Trustees

Sponsored Individuals

Olatunbosun Mojeed Sipe

Sponsored Individual

Ikeotuonye Bukky

Managing Director

Director/Partners

Ikeotuonye Bukky

Managing Director

Contact Information

File No.

886

Address

4AA FORCE ROAD BY RACE COURSE ONIKAN LAGOS , Lagos State

Phone

07033404526

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Onukwue Onyebuchi Samuel

Managing Director

Director/Partners

Onukwue Onyebuchi Samuel

Managing Director

Onwughara Ihejirika Job

Non Executive Director

Shoderu Obasola Anthony obasola

Non Executive Director

Contact Information

File No.

1707

Address

32, Ijaoye Street Jibowu, Lagos

Phone

0803 491 491 6

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Reporting Accountant/Auditor

Sponsored Individuals

Madumelu Nduka Andy

Managing Director

Eze Angela Uchenna

Sponsored Individual

Osuh Obioma Chinwendu

Compliance Officer

Director/Partners

Madumelu Nduka Andy

Managing Director

Contact Information

File No.

1794

Address

20A, Gerrard Road , Ikoyi , Lagos

Phone

01-2707486, 01-2717356

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Issuing House

Sponsored Individuals

Lijofi Wuraola Oluwaseun

Compliance Officer

Ajose-adeogun Abiola Omowale

Sponsored Individual

Salawu Oladipupo Rasaki

Sponsored Individual

Abegunde Oladipupo Oluwole

Managing Director

Director/Partners

Abegunde Oladipupo Oluwole

Managing Director

Contact Information

File No.

973

Address

213 Herbert Macaulay Way, Adekunle - Yaba, Lagos , Lagos State

Phone

01-2809250 - 3

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Registrar

Sponsored Individuals

Oluwasinasi-owoso Victoria Funke

Sponsored Individual

Olasoko Roseline Mubo

Managing Director

Director/Partners

Olasoko Roseline Mubo

Managing Director

Contact Information

File No.

1705

Address

124, Norman Williams , Off Keffi. Awolowo Ikoyi , Lagos

Phone

+234 (1) 2717350

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Oludimu Margaret Temitope

Compliance Officer

ANYANWU RUFINA IFEOMA

Sponsored Individual

BASHIR ADEWALE SAHEED

Managing Director

Director/Partners

BASHIR ADEWALE SAHEED

Managing Director

Contact Information

File No.

1630

Address

3, Norman Williams Street, , South-West Ikoyi , Lagos

Phone

2717350

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Trustees

Sponsored Individuals

Odejimi Francis Adedapo

Compliance Officer

Hassan Damilola

Managing Director

Director/Partners

Hassan Damilola

Managing Director

Contact Information

File No.

1495

Address

20A, Gerrard Road, Ikoyi, Lagos. , Lagos State

Phone

01-4485991 08118903074

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Ilori Samuel Oluwafemi

Compliance Officer

Adedokun Adeleke Sulaiman

Managing Director

Yusuf Taiwo

Sponsored Individual

Director/Partners

Adedokun Adeleke Sulaiman

Managing Director

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As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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